Harvey M. Schwartz - Feb 14, 2024 Form 4 Insider Report for Carlyle Group Inc. (CG)

Role: Chief Executive Officer, Director
Signature: /s/ Anne K. Frederick by power of attorney for Harvey M. Schwartz
Stock symbol: CG
Transactions as of: Feb 14, 2024
Transactions value $: $0
Form type: 4
Date filed: 2/16/2024, 06:02 PM
Previous filing: Dec 19, 2023
Next filing: Mar 5, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CG	Common Stock	Award	$0	+731K	+10.81%	$0.00	7.5M	Feb 14, 2024	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	These securities are a restricted stock unit award that is eligible to vest in three equal tranches, with each tranche subject to a performance-based vesting condition that requires achievement of an absolute stock price hurdle ($48.76, $56.88 and $65.01, respectively). In addition, each tranche is subject to time-based vesting conditions generally requiring minimum service periods of one year, two years and three years, respectively. The period for measuring the achievement of the stock price hurdles ends on February 14, 2027 and any restricted stock units that have not vested as of February 15, 2027 will be forfeited.

Content

These securities are a restricted stock unit award that is eligible to vest in three equal tranches, with each tranche subject to a performance-based vesting condition that requires achievement of an absolute stock price hurdle ($48.76, $56.88 and $65.01, respectively). In addition, each tranche is subject to time-based vesting conditions generally requiring minimum service periods of one year, two years and three years, respectively. The period for measuring the achievement of the stock price hurdles ends on February 14, 2027 and any restricted stock units that have not vested as of February 15, 2027 will be forfeited.