Judith A. Sprieser - Feb 13, 2024 Form 4 Insider Report for Intercontinental Exchange, Inc. (ICE)

Role
Director
Signature
/s/ Octavia N. Spencer, Attorney-in-fact
Stock symbol
ICE
Transactions as of
Feb 13, 2024
Transactions value $
-$301,009
Form type
4
Date filed
2/15/2024, 04:30 PM
Previous filing
Aug 7, 2023
Next filing
Apr 1, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ICE Common Stock Sale -$301K -2.25K -6.64% $134.02 31.6K Feb 13, 2024 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of November 7, 2023.
F2 The common stock number referred in Table 1 is an aggregate number and represents 29,318 shares of common stock and 2,267 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 19, 2024.