Carl J. Rickertsen - Feb 12, 2024 Form 4 Insider Report for MICROSTRATEGY Inc (MSTR)

Role
Director
Signature
/s/ Joseph Phillips, Attorney-in-Fact
Stock symbol
MSTR
Transactions as of
Feb 12, 2024
Transactions value $
-$6,056,782
Form type
4
Date filed
2/14/2024, 04:12 PM
Previous filing
Dec 1, 2023
Next filing
Jun 4, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MSTR Class A Common Stock Options Exercise $162K +1.25K +62.5% $129.57 3.25K Feb 12, 2024 Direct
transaction MSTR Class A Common Stock Options Exercise $332K +2.5K +76.92% $132.91 5.75K Feb 12, 2024 Direct
transaction MSTR Class A Common Stock Options Exercise $311K +2.5K +43.48% $124.48 8.25K Feb 12, 2024 Direct
transaction MSTR Class A Common Stock Options Exercise $1.18M +2.5K +30.3% $470.00 10.8K Feb 12, 2024 Direct
transaction MSTR Class A Common Stock Options Exercise $331K +1.25K +11.63% $264.69 12K Feb 12, 2024 Direct
transaction MSTR Class A Common Stock Sale -$1.07M -1.56K -12.96% $691.26 10.4K Feb 12, 2024 Direct F1
transaction MSTR Class A Common Stock Sale -$2.6M -3.76K -35.98% $692.00 6.69K Feb 12, 2024 Direct F2
transaction MSTR Class A Common Stock Sale -$728K -1.05K -15.72% $692.91 5.64K Feb 12, 2024 Direct F3
transaction MSTR Class A Common Stock Sale -$201K -290 -5.15% $694.02 5.35K Feb 12, 2024 Direct F4
transaction MSTR Class A Common Stock Sale -$304K -437 -8.17% $695.45 4.91K Feb 12, 2024 Direct F5
transaction MSTR Class A Common Stock Sale -$727K -1.04K -21.27% $696.38 3.87K Feb 12, 2024 Direct F6
transaction MSTR Class A Common Stock Sale -$1.11M -1.6K -41.37% $696.69 2.27K Feb 12, 2024 Direct F7
transaction MSTR Class A Common Stock Sale -$34.9K -50 -2.21% $697.29 2.22K Feb 12, 2024 Direct
transaction MSTR Class A Common Stock Sale -$151K -216 -9.75% $697.40 2K Feb 12, 2024 Direct F8
transaction MSTR Class A Common Stock Sale -$1.43M -2K -100% $716.34 0 Feb 12, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MSTR Director Stock Option (Right to buy) Options Exercise $0 -1.25K -100% $0.00* 0 Feb 12, 2024 Class A Common Stock 1.25K $129.57 Direct F9, F10
transaction MSTR Director Stock Option (Right to buy) Options Exercise $0 -2.5K -100% $0.00* 0 Feb 12, 2024 Class A Common Stock 2.5K $132.91 Direct F10, F11
transaction MSTR Director Stock Option (Right to buy) Options Exercise $0 -2.5K -66.67% $0.00 1.25K Feb 12, 2024 Class A Common Stock 2.5K $124.48 Direct F10, F12
transaction MSTR Director Stock Option (Right to buy) Options Exercise $0 -2.5K -50% $0.00 2.5K Feb 12, 2024 Class A Common Stock 2.5K $470.00 Direct F10, F13
transaction MSTR Director Stock Option (Right to buy) Options Exercise $0 -1.25K -25% $0.00 3.75K Feb 12, 2024 Class A Common Stock 1.25K $264.69 Direct F10, F14
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $690.55 to $691.545, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
F2 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $691.55 to $692.51, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
F3 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $692.65 to $693.55, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
F4 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $693.70 to $694.41, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
F5 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $694.87 to $695.85, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
F6 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $695.87 to $696.78, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
F7 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $696.25 to $697.24, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
F8 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $696.92 to $697.67, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
F9 The 1,250 shares exercised on February 12, 2023 pursuant to this option vested on May 31, 2022.
F10 See Exhibit A.
F11 Of the 2,500 shares exercised on February 12, 2023 pursuant to this option, 1,250 shares vested on May 31, 2022 and 1,250 shares vested on May 31, 2023.
F12 Of the 2,500 shares exercised on February 12, 2023 pursuant to this option, 1,250 shares vested on May 31, 2022 and 1,250 shares vested on May 31, 2023. The remaining 1,250 shares subject to this option are scheduled to vest on May 31, 2024.
F13 Of the 2,500 shares exercised on February 12, 2023 pursuant to this option, 1,250 shares vested on May 31, 2022 and 1,250 shares vested on May 31, 2023. Of the remaining 2,500 shares subject to this option, 1,250 shares are scheduled to vest on May 31, 2024 and 1,250 shares are scheduled to vest on May 31, 2025.
F14 The 1,250 shares exercised on February 12, 2023 pursuant to this option vested on May 31, 2023. Of the remaining 3,750 shares subject to this option, 1,250 shares are scheduled to vest on May 31, 2024, 1,250 shares are scheduled to vest on May 31, 2025, and 1,250 shares are scheduled to vest on May 31, 2026.