| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMHI | Common Stock | Gift | $0 | +4.1K | +48.04% | $0.00 | 12.6K | Mar 1, 2023 | MCG Assets, LLC | F1 |
| transaction | SMHI | Common Stock | Gift | $0 | -12.6K | -100% | $0.00* | 0 | Mar 7, 2023 | MCG Assets, LLC | F1, F2 |
| holding | SMHI | Common Stock | 109K | Dec 31, 2023 | JMG Assets, LLC | F3 | |||||
| holding | SMHI | Common Stock | 95.2K | Dec 31, 2023 | JMG GST LLC | F4 | |||||
| holding | SMHI | Common Stock | 759K | Dec 31, 2023 | Direct | ||||||
| holding | SMHI | Common Stock | 26.6K | Dec 31, 2023 | Michael E. Gellert 2011 Family Trust | F5 |
| Id | Content |
|---|---|
| F1 | The Reporting Person serves as a manager of MCG Assets, LLC and, as such, has the power to direct the voting and disposition of the reported securities. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest in the reported securities. |
| F2 | On 3/7/23, MCG Assets, LLC contributed 12,634 shares to a grantor retained annuity trust ("GRAT"). The GRAT has an independent trustee and the Reporting Person has no investment control thereof. Accordingly, shares owned by the GRAT are not reported by the Reporting Person. The terms of the GRAT provide for two annual annuity payments to MCG Assets, LLC and, upon expiration of the GRAT, the Reporting Person is a co-beneficiary of the remainder (if any) of the GRAT. |
| F3 | The shares reported here are indirectly owned by the Reporting Person through JMG Assets, LLC. The Reporting Person is the Manager of JMG Assets, LLC |
| F4 | The shares reported here are indirectly owned by the Reporting Person through JMG GST LLC. The Reporting Person is the Manager of JMG GST LLC. |
| F5 | The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest in the reported securities. |