Demzik Paul T. - 09 Feb 2024 Form 4 Insider Report for ARCH RESOURCES, INC.

Role
Sr. VP-Chf Commercial Officer
Signature
/s/ Rosemary L. Klein, Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
09 Feb 2024
Net transactions value
-$297,894
Form type
4
Filing time
13 Feb 2024, 17:16:14 UTC
Previous filing
02 Feb 2024
Next filing
22 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ARCH Common Stock Options Exercise +950 +43% 3,142 09 Feb 2024 Direct F1
transaction ARCH Common Stock Tax liability $52,966 -314 -10% $168.68 2,828 09 Feb 2024 Direct F2
transaction ARCH Common Stock Options Exercise +1,733 +61% 4,561 10 Feb 2024 Direct F1
transaction ARCH Common Stock Tax liability $86,663 -506 -11% $171.27 4,055 12 Feb 2024 Direct F2
transaction ARCH Common Stock Sale $54,289 -318 -7.8% $170.72 3,737 12 Feb 2024 Direct F3
transaction ARCH Common Stock Sale $5,034 -30 -0.8% $167.79 3,707 13 Feb 2024 Direct F3, F4
transaction ARCH Common Stock Sale $20,256 -120 -3.2% $168.80 3,587 13 Feb 2024 Direct F3, F5
transaction ARCH Common Stock Sale $78,687 -463 -13% $169.95 3,124 13 Feb 2024 Direct F3, F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ARCH Restricted Stock Units Options Exercise $0 -950 -33% $0.000000 1,900 09 Feb 2024 Class A Common Stock 950 Direct F1, F7
transaction ARCH Restricted Stock Units Options Exercise $0 -1,733 -50% $0.000000 1,734 10 Feb 2024 Class A Common Stock 1,733 Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of Arch Resources, Inc. (the "Company").
F2 These shares were withheld by the Company to satisfy the reporting person's tax withholding obligations.
F3 The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 11, 2023 and represents an automatic sale to cover tax obligations.
F4 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $167.29 to $168.28.
F5 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $168.39 to $169.27.
F6 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $169.59 to $170.11.
F7 The restricted stock units are fully vested.