David William Clayton - Jan 31, 2024 Form 4 Insider Report for BlackRock Capital Allocation Term Trust (BCAT)

Role
Portfolio Manager
Signature
/s/ Gladys Chang as Attorney-in-Fact
Stock symbol
BCAT
Transactions as of
Jan 31, 2024
Transactions value $
$4,647
Form type
4
Date filed
2/2/2024, 08:42 PM
Previous filing
Jul 1, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Ownership Footnotes
transaction BCAT Common Stock +Options Exercise +7,473 7,473 Jan 31, 2024 Direct F1, F2
transaction BCAT Common Stock -Disposed to Issuer -$114,415 -7,473 -100% $15.31 0 Jan 31, 2024 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BCAT Phantom Shares +Grant/Award $119,063 +7,777 $15.31 7,777 Jan 31, 2024 Common Stock 7,777 Direct F1, F3
transaction BCAT Phantom Shares -Options Exercise -7,473 -100% 0 Jan 31, 2024 Common Stock 7,473 Direct F1, F2

Explanation of Responses:

Id Content
F1 A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.
F2 As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.
F3 These phantom shares vest in equal installments on each of the first three anniversaries of the award.