Key facts
- This page summarizes Mark Pearson's Form 4 filing for Equitable Holdings, Inc. (EQH).
- 7 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 02 Feb 2024, 17:00.
Mark Pearson - 01 Feb 2024 Form 4 Insider Report for Equitable Holdings, Inc. (EQH)
- Reporting relationship
- President and CEO, Director
- Issuer ticker
- EQH
- Reported as of
- 01 Feb 2024
- Net transaction value
- -$1,141,005
- SEC form
- 4
- Accepted by SEC
- 02 Feb 2024, 17:00:12 UTC
- Prior SEC filing
- 03 Jan 2024
- Next SEC filing
- 16 Feb 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Michael Brudoley as attorney-in-fact for Mark Pearson
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Mark Pearson filed Form 4 for Equitable Holdings, Inc. (EQH) on 02 Feb 2024.
Change
- Previous filing in this sequence was filed on 03 Jan 2024.
- Current net transaction value: -$1,141,005.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
EQH
transaction
Common Stock
Options Exercise
- Transaction value
- $427,910
- Shares
- +20,052
- Change %
- +3.1%
- Price
- $21.34
- Shares after
- 659,677
- Date
- 01 Feb 2024
- Ownership
- Direct
- Footnotes
- F1, F2
EQH
transaction
Common Stock
Options Exercise
- Transaction value
- $373,826
- Shares
- +19,948
- Change %
- +3%
- Price
- $18.74
- Shares after
- 679,625
- Date
- 01 Feb 2024
- Ownership
- Direct
- Footnotes
- F1, F2
EQH
transaction
Common Stock
Sale
- Transaction value
- $1,282,062
- Shares
- -39,600
- Change %
- -5.8%
- Price
- $32.38
- Shares after
- 640,025
- Date
- 01 Feb 2024
- Ownership
- Direct
- Footnotes
- F1, F2, F3
EQH
transaction
Common Stock
Sale
- Transaction value
- $13,120
- Shares
- -400
- Change %
- -0.06%
- Price
- $32.80
- Shares after
- 639,625
- Date
- 01 Feb 2024
- Ownership
- Direct
- Footnotes
- F1, F2, F4
EQH
transaction
Common Stock
Sale
- Transaction value
- $647,558
- Shares
- -20,000
- Change %
- -3.1%
- Price
- $32.38
- Shares after
- 619,625
- Date
- 01 Feb 2024
- Ownership
- Direct
- Footnotes
- F1, F2, F5
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
EQH
transaction
Derivative
Employee Stock Option (right to buy)
Options Exercise
- Transaction value
- $0
- Shares
- -20,052
- Change %
- -2.9%
- Price
- $0.000000
- Shares after
- 666,348
- Date
- 01 Feb 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 20,052
- Exercise price
- $21.34
- Footnotes
- F6
EQH
transaction
Derivative
Employee Stock Option (right to buy)
Options Exercise
- Transaction value
- $0
- Shares
- -19,948
- Change %
- -3%
- Price
- $0.000000
- Shares after
- 646,400
- Date
- 01 Feb 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 19,948
- Exercise price
- $18.74
- Footnotes
- F7
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Rule 10b5-1 trading plan
These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.
Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).
Explanation of responses 7 footnotes
Footnote F1
The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2023.
Footnote F2
Total includes Restricted Stock Units.
Footnote F3
This transaction was executed in multiple trades at prices ranging from $31.7700 to $32.7600. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Footnote F4
This transaction was executed in multiple trades at prices ranging from $32.7900 to $32.8100. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Footnote F5
This transaction was executed in multiple trades at prices ranging from $31.7800 to $32.7400. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Footnote F6
Grant of employee stock option under the Issuer's 2018 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on March 1, 2019.
Footnote F7
Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on February 14, 2020.