Key facts
- This page summarizes Jay David Caplan's Form 3 filing for Fractyl Health, Inc. (GUTS).
- 0 reported transactions and 14 derivative rows are listed below.
- Accepted by SEC: 01 Feb 2024, 18:14.
Jay David Caplan - 01 Feb 2024 Form 3 Insider Report for Fractyl Health, Inc. (GUTS)
- Reporting relationship
- President, Chief Product Off.
- Issuer ticker
- GUTS
- Reported as of
- 01 Feb 2024
- Net transaction value
- $0
- SEC form
- 3
- Accepted by SEC
- 01 Feb 2024, 18:14:12 UTC
- Next SEC filing
- 08 Feb 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Lisa A. Davidson, Attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Jay David Caplan filed Form 3 for Fractyl Health, Inc. (GUTS) on 01 Feb 2024.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 3 disclosures.
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
GUTS
holding
Derivative
Series B Preferred Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 01 Feb 2024
- Ownership
- By Family Trust
- Underlying class
- Common Stock
- Underlying amount
- 82,817
- Exercise price
- Footnotes
- F1
GUTS
holding
Derivative
Series C-1 Preferred Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 01 Feb 2024
- Ownership
- By Family Trust
- Underlying class
- Common Stock
- Underlying amount
- 20,843
- Exercise price
- Footnotes
- F1
GUTS
holding
Derivative
Series C-2 Preferred Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 01 Feb 2024
- Ownership
- By Family Trust
- Underlying class
- Common Stock
- Underlying amount
- 15,150
- Exercise price
- Footnotes
- F1
GUTS
holding
Derivative
Stock Option
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 01 Feb 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 95,484
- Exercise price
- $1.70
- Footnotes
- F2
GUTS
holding
Derivative
Stock Option
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 01 Feb 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 61,742
- Exercise price
- $1.70
- Footnotes
- F2
GUTS
holding
Derivative
Stock Option
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 01 Feb 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 145,875
- Exercise price
- $2.67
- Footnotes
- F2
GUTS
holding
Derivative
Stock Option
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 01 Feb 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 23,298
- Exercise price
- $2.67
- Footnotes
- F2
GUTS
holding
Derivative
Stock Option
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 01 Feb 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 94,879
- Exercise price
- $3.35
- Footnotes
- F2
GUTS
holding
Derivative
Stock Option
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 01 Feb 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 12,824
- Exercise price
- $3.89
- Footnotes
- F3
GUTS
holding
Derivative
Stock Option
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 01 Feb 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 38,974
- Exercise price
- $6.98
- Footnotes
- F4
GUTS
holding
Derivative
Stock Option
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 01 Feb 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 11,649
- Exercise price
- $8.59
- Footnotes
- F5
GUTS
holding
Derivative
Stock Option
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 01 Feb 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 25,628
- Exercise price
- $8.18
- Footnotes
- F6
GUTS
holding
Derivative
Stock Option
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 01 Feb 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 14,701
- Exercise price
- $11.21
- Footnotes
- F7
GUTS
holding
Derivative
Restricted Stock Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 01 Feb 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 187,257
- Exercise price
- Footnotes
- F8
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 8 footnotes
Footnote F1
Each share of the Issuer's preferred stock is convertible into shares of the Issuer's common stock at the holder's election in accordance with the terms of such preferred stock and has no expiration date. The preferred stock will automatically convert into common stock upon the closing of the Issuer's initial public offering.
Footnote F2
The stock option is fully vested and currently exercisable.
Footnote F3
The stock option vests in 48 monthly installments beginning on April 26, 2020.
Footnote F4
The stock option vests in 48 monthly installments beginning on July 24, 2021.
Footnote F5
The stock option vests in 48 monthly installments beginning on October 7, 2022.
Footnote F6
The stock option vests in 48 monthly installments beginning on April 16, 2023.
Footnote F7
The stock option vests in 4 annual installments beginning on December 10, 2024.
Footnote F8
Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units will vest on November 10, 2024 and have no expiration date.
SEC remarks
Exhibit 24 - Power of Attorney.