Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | CGON | Common Stock | Conversion of derivative security | +351K | 351K | Jan 29, 2024 | Direct | F1 | |||
transaction | CGON | Common Stock | Conversion of derivative security | +1.01M | 1.01M | Jan 29, 2024 | By Unique Diamond Investments Limited | F1, F2, F3 | |||
transaction | CGON | Common Stock | Conversion of derivative security | +3.93M | 3.93M | Jan 29, 2024 | By Charming Jade Limited | F1, F3, F4 | |||
transaction | CGON | Common Stock | Purchase | $5M | +263K | +75.02% | $19.00* | 614K | Jan 29, 2024 | Direct |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | CGON | Series B Preferred Stock | Conversion of derivative security | -3.34M | -100% | 0 | Jan 29, 2024 | Common Stock | 351K | Direct | F1 | |||
transaction | CGON | Series C Preferred Stock | Conversion of derivative security | -6.26M | -100% | 0 | Jan 29, 2024 | Common Stock | 657K | By Unique Diamond Investments Limited | F1, F2, F3 | |||
transaction | CGON | Series D Preferred Stock | Conversion of derivative security | -3.38M | -100% | 0 | Jan 29, 2024 | Common Stock | 354K | By Unique Diamond Investments Limited | F1, F2, F3 | |||
transaction | CGON | Series E Preferred Stock | Conversion of derivative security | -37.5M | -100% | 0 | Jan 29, 2024 | Common Stock | 3.93M | By Charming Jade Limited | F1, F3, F4 |
Id | Content |
---|---|
F1 | Each share of the Issuer's preferred stock is convertible into shares of the Issuer's common stock at the holder's election and has no expiration date. The preferred stock automatically converted into common stock upon the closing of the Issuer's initial public offering. |
F2 | Unique Diamond Investments Limited is a wholly owned subsidiary of ORI Healthcare Fund, L.P. ORI Capital Inc. is the general partner of ORI Healthcare Fund, L.P. |
F3 | Each of ORI Capital Inc. and ORI Capital II Inc. is a wholly owned subsidiary of ORI Capital Holding Inc., which is a wholly owned subsidiary of Healthcare Seed Limited. Ms. Song is the sole owner of Healthcare Seed Limited. As a result of these relationships, each of the foregoing entities and Ms. Song may be deemed to share beneficial ownership over the securities held of record by Unique Diamond Investments Limited and Charming Jade Limited, except to the extent of their pecuniary interests therein. |
F4 | Charming Jade Limited is a wholly owned subsidiary of ORI Healthcare Fund II, L.P. ORI Capital II Inc. is the general partner of ORI Healthcare Fund II, L.P. |