Tammi A. Jones - 29 Jan 2024 Form 4 Insider Report for Alcoa Corp (AA)

Role
EVP & CHRO
Signature
/s/ Megan C. Yancey, attorney-in-fact for Tammi A. Jones
Issuer symbol
AA
Transactions as of
29 Jan 2024
Net transactions value
-$920,407
Form type
4
Filing time
31 Jan 2024, 16:28:35 UTC
Previous filing
26 Jan 2024
Next filing
15 Mar 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AA Common Stock, par value $0.01 per share Tax liability $351,261 -11,364 -18% $30.91 51,242 29 Jan 2024 Direct F1
transaction AA Common Stock, par value $0.01 per share Award $0 +33,286 +65% $0.000000 84,528 29 Jan 2024 Direct F2
transaction AA Common Stock, par value $0.01 per share Tax liability $545,314 -17,642 -21% $30.91 66,886 29 Jan 2024 Direct F3
transaction AA Common Stock, par value $0.01 per share Award $49,240 +1,593 +2.4% $30.91 68,479 29 Jan 2024 Direct F4
transaction AA Common Stock, par value $0.01 per share Tax liability $26,119 -845 -1.2% $30.91 67,634 29 Jan 2024 Direct F5
transaction AA Common Stock, par value $0.01 per share Tax liability $48,220 -1,560 -13% $30.91 10,664 29 Jan 2024 By Spouse F1
transaction AA Common Stock, par value $0.01 per share Award $2,689 +87 +0.82% $30.91 10,751 29 Jan 2024 By Spouse F4
transaction AA Common Stock, par value $0.01 per share Tax liability $1,422 -46 -0.43% $30.91 10,705 29 Jan 2024 By Spouse F5
holding AA Common Stock, par value $0.01 per share 59 29 Jan 2024 By Company 401(k) F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of restricted stock units (RSUs) granted in 2021.
F2 Earned performance restricted stock units (PRSUs) granted in 2021.
F3 Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of PRSUs granted in 2021.
F4 Shares acquired pursuant to stock settlement of dividend equivalents accumulated in cash and converted to stock upon the vesting and settlement of the underlying RSUs, granted in 2021, based on the share price at the time of vesting.
F5 Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon stock settlement of dividend equivalents accumulated in cash and converted to stock upon the vesting and settlement of the underlying RSUs, granted in 2021, based on the share price at the time of vesting.
F6 Fluctuations in 401(k) share amounts reflect the plan's unit reporting method; units represent interests in the Company's stock fund.