| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RAIL | Common Stock | Tax liability | -$26.9K | -9.85K | -3.93% | $2.73 | 241K | Jan 28, 2024 | Direct | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | RAIL | Employee Stock Option | 55.9K | Jan 28, 2024 | Common Stock | 55.9K | $3.22 | Direct | F2 | |||||
| holding | RAIL | Employee Stock Option | 47.8K | Jan 28, 2024 | Common Stock | 47.8K | $3.82 | Direct | F3 | |||||
| holding | RAIL | Employee Stock Option | 49.2K | Jan 28, 2024 | Common Stock | 49.2K | $3.81 | Direct | F4 | |||||
| holding | RAIL | Employee Stock Option | 300K | Jan 28, 2024 | Common Stock | 300K | $2.38 | Direct | F5 | |||||
| holding | RAIL | Employee Stock Option | 144K | Jan 28, 2024 | Common Stock | 144K | $1.66 | Direct | F6 | |||||
| holding | RAIL | Employee Stock Option | 86.9K | Jan 28, 2024 | Common Stock | 86.9K | $2.73 | Direct | F7 |
| Id | Content |
|---|---|
| F1 | All of the shares reported as disposed of in this line item were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units. The Reporting Person did not sell or otherwise dispose of any of the shares reported in this line item for any reason other than to cover required taxes. |
| F2 | On January 6, 2023, the recipient was granted 55,908 options. 19,008 options are fully vested and currently exercisable, 18,450 options will vest on January 6, 2025, and 18,450 options will vest on January 6, 2026. |
| F3 | On January 17, 2022, the recipient was granted 47,849 options. 32,058 options are fully vested and currently exercisable and 15,791 options will vest on January 17, 2025. |
| F4 | On January 28, 2021, the recipient was granted 49,162 options which are fully vested and currently exercisable. |
| F5 | On January 5, 2021, the recipient was granted 300,000 cash-settled stock appreciation rights which are fully vested and currently exercisable. |
| F6 | On January 24, 2020 the recipient was granted 144,090 cash-settled stock appreciation rights which are fully vested and currently exercisable. |
| F7 | The options vest in three equal annual installments beginning on January 4, 2025. |