Jennifer A. Phipps - 26 Jan 2024 Form 3 Insider Report for BrightSpring Health Services, Inc. (BTSG)

Role
Chief Accounting Officer
Signature
/s/ Steven S. Reed, as Attorney-in-Fact
Issuer symbol
BTSG
Transactions as of
26 Jan 2024
Net transactions value
$0
Form type
3
Filing time
26 Jan 2024, 21:00:39 UTC
Previous filing
30 Jan 2024
Next filing
15 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding BTSG Common Stock 8,636 26 Jan 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding BTSG Stock Options (Right to Buy) 26 Jan 2024 Common Stock 105,993 $6.37 Direct F1
holding BTSG Stock Options (Right to Buy) 26 Jan 2024 Common Stock 17,665 $7.01 Direct F2
holding BTSG Stock Options (Right to Buy) 26 Jan 2024 Common Stock 52,509 $13.00 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options granted on September 24, 2019, of which 35,331 vested on January 25, 2024 in connection with the pricing of the Issuer's initial public offering, with the remaining options subject to a time-based vesting schedule, vesting in five equal annual installments commencing March 5, 2020. Reflects a 15.7027-for-1 forward stock split of the Issuer's common stock, which became effective on January 25, 2024 (the "Stock Split"). Does not include unvested performance-based options which will be reported when earned upon achievement of certain performance criteria.
F2 Options granted on May 12, 2020, of which 5,888 vested on January 25, 2024 in connection with the pricing of the Issuer's initial public offering, with the remaining options subject to a time-based vesting schedule, vesting in five equal annual installments commencing May 12, 2021. Reflects the Stock Split. Does not include unvested performance-based options which will be reported when earned upon achievement of certain performance criteria.
F3 Options granted on January 25, 2024 which vest in three equal annual installments commencing on January 25, 2025.

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney