Farhad Fred Ebrahimi - 18 Jan 2024 Form 4 Insider Report for Desktop Metal, Inc. (DM)

Role
10%+ Owner
Signature
Brad Nelson as Attorney in Fact for Farhad Fred Ebrahimi
Issuer symbol
DM
Transactions as of
18 Jan 2024
Net transactions value
+$10,259,650
Form type
4
Filing time
22 Jan 2024, 08:48:29 UTC
Previous filing
19 Jan 2024
Next filing
01 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $60,000 +30,000 +0.27% $2.00 10,976,385 18 Jan 2024 Shiraz Capital LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $28,000 +14,000 +0.13% $2.00 10,990,385 19 Jan 2024 Shiraz Capital LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $336,300 +112,100 +1% $3.00 11,102,485 19 Jan 2024 Shiraz Capital LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $10,000 +2,000 +0.02% $5.00 11,104,485 19 Jan 2024 Shiraz Capital LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $570,750 +228,300 +2.1% $2.50 11,332,785 19 Jan 2024 Shiraz Capital LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $195,300 +130,200 +2.9% $1.50 4,675,311 19 Jan 2024 By Corcaigh LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $1,141,800 +761,200 +14% $1.50 6,372,400 19 Jan 2024 By Infinity Trusts Investment LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $718,500 +287,400 +4.5% $2.50 6,659,800 19 Jan 2024 By Infinity Trusts Investment LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $5,400 +3,600 +0.02% $1.50 19,788,454 18 Jan 2024 By Crescent River LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $3,904,800 +1,952,400 +9.9% $2.00 21,740,854 19 Jan 2024 By Crescent River LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $3,179,550 +2,119,700 +9.7% $1.50 23,860,554 19 Jan 2024 By Crescent River LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $109,250 +43,700 +0.18% $2.50 23,904,254 19 Jan 2024 By Crescent River LLC
holding DM Common Stock 416,700 18 Jan 2024 By Havana 2020 GRAT
holding DM Common Stock 583,421 18 Jan 2024 By Elstead 2020 GRAT
holding DM Common Stock 1,210,300 18 Jan 2024 By Farhad F Ebrahimi Roth IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -3,600 -0.17% $0.000000 2,119,700 18 Jan 2024 Common Stock 3,600 $1.50 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -30,000 -19% $0.000000 128,400 18 Jan 2024 Common Stock 30,000 $2.00 By Shiraz Capital, LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -1,252,800 -65% $0.000000 676,500 19 Jan 2024 Common Stock 1,252,800 $2.00 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -600,000 -89% $0.000000 76,500 19 Jan 2024 Common Stock 600,000 $2.00 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -57,400 -75% $0.000000 19,100 19 Jan 2024 Common Stock 57,400 $2.00 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -19,100 -100% $0.000000* 0 19 Jan 2024 Common Stock 19,100 $2.00 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -23,100 -5.3% $0.000000 413,000 19 Jan 2024 Common Stock 23,100 $2.00 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -19,700 -0.93% $0.000000 2,100,000 19 Jan 2024 Common Stock 19,700 $1.50 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -236,700 -11% $0.000000 1,863,300 19 Jan 2024 Common Stock 236,700 $1.50 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -63,300 -3.4% $0.000000 1,800,000 19 Jan 2024 Common Stock 63,300 $1.50 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -300,000 -17% $0.000000 1,500,000 19 Jan 2024 Common Stock 300,000 $1.50 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -300,000 -20% $0.000000 1,200,000 19 Jan 2024 Common Stock 300,000 $1.50 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -300,000 -25% $0.000000 900,000 19 Jan 2024 Common Stock 300,000 $1.50 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -600,000 -67% $0.000000 300,000 19 Jan 2024 Common Stock 600,000 $1.50 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -300,000 -100% $0.000000* 0 19 Jan 2024 Common Stock 300,000 $1.50 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -43,700 -100% $0.000000* 0 19 Jan 2024 Common Stock 43,700 $2.50 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -161,200 -21% $0.000000 600,000 19 Jan 2024 Common Stock 161,200 $1.50 By Infinity Trusts Investment LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -600,000 -100% $0.000000* 0 19 Jan 2024 Common Stock 600,000 $1.50 By Infinity Trusts Investment LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -187,400 -65% $0.000000 100,000 19 Jan 2024 Common Stock 187,400 $2.50 By Infinity Trusts Investment LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -100,000 -100% $0.000000* 0 19 Jan 2024 Common Stock 100,000 $2.50 By Infinity Trusts Investment LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -14,000 -11% $0.000000 114,400 19 Jan 2024 Common Stock 14,000 $2.00 By Shiraz Capital, LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -112,100 -100% $0.000000* 0 19 Jan 2024 Common Stock 112,100 $3.00 By Shiraz Capital, LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -900 -45% $0.000000 1,100 19 Jan 2024 Common Stock 900 $5.00 By Shiraz Capital, LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -1,100 -100% $0.000000* 0 19 Jan 2024 Common Stock 1,100 $5.00 By Shiraz Capital, LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -228,300 -100% $0.000000* 0 19 Jan 2024 Common Stock 228,300 $2.50 By Shiraz Capital, LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -130,200 -100% $0.000000* 0 19 Jan 2024 Common Stock 130,200 $1.50 By Corcaigh LLC
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

The Power of Attorney granting Brad Nelson authority to act as attorney-in-fact for Farhad Fred Ebrahimi was filed as Exhibit A to a Form 13D filed with the Commission on May 30, 2023.