Richard M. McVey - Jan 15, 2024 Form 4 Insider Report for MARKETAXESS HOLDINGS INC (MKTX)

Role
Executive Chairman, Director
Signature
/s/ Jason Edelstein, as Attorney-in-Fact for Richard M. McVey
Stock symbol
MKTX
Transactions as of
Jan 15, 2024
Transactions value $
-$6,853,879
Form type
4
Date filed
1/17/2024, 04:15 PM
Previous filing
Jan 12, 2024
Next filing
Feb 2, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MKTX Common Stock, par value $0.003 per share Tax liability -$3.92M -14.6K -2.25% $268.98 631K Jan 15, 2024 Direct F1
transaction MKTX Common Stock, par value $0.003 per share Tax liability -$2.94M -10.9K -1.73% $268.98 621K Jan 15, 2024 Direct F1
transaction MKTX Common Stock, par value $0.003 per share Award $0 +1.28K +0.21% $0.00 622K Jan 16, 2024 Direct F2
holding MKTX Common Stock, par value $0.003 per share 2K Jan 15, 2024 By Immediate Family Members
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the surrender of shares to the Company to satisfy the Reporting Person's tax withholding obligation upon the receipt of vested restricted stock units that had been previously deferred by the Reporting Person.
F2 On January 16, 2024, the Compensation and Talent Committee of the Board of Directors of the Issuer certified the performance metrics relating to the performance stock units granted to the Reporting Person on January 15, 2021. The performance stock units continue to be subject to a service condition that will be satisfied on January 31, 2024.