Farhad Fred Ebrahimi - 10 Jan 2024 Form 4 Insider Report for Desktop Metal, Inc. (DM)

Role
10%+ Owner
Signature
Brad Nelson as Attorney in Fact for Farhad Fred Ebrahimi
Issuer symbol
DM
Transactions as of
10 Jan 2024
Net transactions value
+$4,158,000
Form type
4
Filing time
12 Jan 2024, 11:11:07 UTC
Previous filing
11 Jan 2024
Next filing
16 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $955,600 +477,800 +4.6% $2.00 10,946,385 10 Jan 2024 Shiraz Capital LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $242,400 +121,200 +3.4% $2.00 3,721,511 10 Jan 2024 By Corcaigh LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $431,400 +287,600 +7.7% $1.50 4,009,111 10 Jan 2024 By Corcaigh LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $280,200 +140,100 +2.6% $2.00 5,590,000 10 Jan 2024 By Infinity Trusts Investment LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $2,248,400 +1,124,200 +6.1% $2.00 19,605,054 10 Jan 2024 By Crescent River LLC
holding DM Common Stock 583,421 10 Jan 2024 By Elstead 2020 GRAT
holding DM Common Stock 388,300 10 Jan 2024 By Havana 2020 GRAT
holding DM Common Stock 1,210,300 10 Jan 2024 By Farhad F Ebrahimi Roth IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -76,200 -2.5% $0.000000 2,977,300 10 Jan 2024 Common Stock 76,200 $2.00 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -232,100 -7.8% $0.000000 2,745,200 10 Jan 2024 Common Stock 232,100 $2.00 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -297,200 -11% $0.000000 2,448,000 10 Jan 2024 Common Stock 297,200 $2.00 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -300,000 -12% $0.000000 2,148,000 10 Jan 2024 Common Stock 300,000 $2.00 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -218,700 -10% $0.000000 1,929,300 10 Jan 2024 Common Stock 218,700 $2.00 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -140,100 -100% $0.000000* 0 10 Jan 2024 Common Stock 140,100 $2.00 By Infinity Trusts Investment LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -177,800 -37% $0.000000 300,000 10 Jan 2024 Common Stock 177,800 $2.00 By Shiraz Capital, LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -300,000 -100% $0.000000* 0 10 Jan 2024 Common Stock 300,000 $2.00 By Shiraz Capital, LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -121,200 -100% $0.000000* 0 10 Jan 2024 Common Stock 121,200 $2.00 By Corcaigh LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -53,800 -5.6% $0.000000 900,000 10 Jan 2024 Common Stock 53,800 $1.50 By Corcaigh LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -233,800 -26% $0.000000 666,200 10 Jan 2024 Common Stock 233,800 $1.50 By Corcaigh LLC
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

The Power of Attorney granting Brad Nelson authority to act as attorney-in-fact for Farhad Fred Ebrahimi was filed as Exhibit A to a Form 13D filed with the Commission on May 30, 2023.