Gary J. Nabel - Jan 8, 2024 Form 4 Insider Report for OPKO HEALTH, INC. (OPK)

Signature
Steven D. Rubin, Attorney-in-Fact
Stock symbol
OPK
Transactions as of
Jan 8, 2024
Transactions value $
$200,427
Form type
4
Date filed
1/10/2024, 05:56 PM
Previous filing
Jun 29, 2023
Next filing
Jun 13, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OPK Common Stock Purchase $101K +109K +44.78% $0.93 351K Jan 8, 2024 See Footnote F1
transaction OPK Common Stock Purchase $459 +500 $0.92 500 Jan 8, 2024 By Spouse F2
transaction OPK Common Stock Purchase $99.4K +107K +21397.8% $0.93 107K Jan 8, 2024 By Spouse F2
holding OPK Common Stock 263K Jan 8, 2024 Direct
holding OPK Common Stock 19.9M Jan 8, 2024 See Footnote F3
holding OPK Common Stock 19.9M Jan 8, 2024 See Footnote F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares held by the Nabel Family Investments LLC, of which the Reporting Person is the manager with sole investment power and has an approximately 48% interest through the parent trust, the 2009 Nabel Family Children's Trust of which the Reporting Person has sole control, and sole investment power. The Reporting Per disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be dee admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F2 Shares held by the Elizabeth G. Nabel ROTH Contributory IRA. Excludes 113,200 shares purchased in 2022. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F3 Shares held by the GJN 2021 TRUST for the benefit of the Reporting Person's spouse and descendants, and for which the Reporting Person's spouse serves as co-trustee together with an independent trustee. The Reporting Person's spouse and the independent trustee serve as investment advisors of the trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F4 Shares held by the EGN 2021 TRUST for the benefit of the Reporting Person and his descendants, and for which an independent trustee has been appointed. The Reporting Person and the independent trustee serve as investment advisors of the trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.