Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | RXST | Common Stock | Sale | -$420K | -10K | -2.94% | $42.00 | 330K | Jan 8, 2024 | See footnote | F1, F2 |
holding | RXST | Common Stock | 6.23K | Jan 8, 2024 | Direct | ||||||
holding | RXST | Common Stock | 925 | Jan 8, 2024 | By fiance |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Id | Content |
---|---|
F1 | The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on September 12, 2023 by the Reporting Person. |
F2 | Shares held by the EJW Living Trust, for which the Reporting Person serves as trustee. |