| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HOOD | Class A Common Stock | Award | +1.15K | +2.99% | 39.5K | Dec 31, 2023 | Direct | F1, F2, F3 | ||
| transaction | HOOD | Class A Common Stock | Options Exercise | +7.06K | +17.87% | 46.6K | Jan 1, 2024 | Direct | F2, F3, F4 | ||
| holding | HOOD | Class A Common Stock | 102K | Dec 31, 2023 | By LLC | F5 | |||||
| holding | HOOD | Class A Common Stock | 52.1M | Dec 31, 2023 | By Funds | F2, F3, F6, F7 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HOOD | Restricted Stock Units | Options Exercise | $0 | -1.43K | -16.66% | $0.00 | 7.17K | Jan 1, 2024 | Class A Common Stock | 1.43K | Direct | F2, F4, F8 | |
| transaction | HOOD | Restricted Stock Units | Options Exercise | $0 | -5.63K | -33.33% | $0.00 | 11.3K | Jan 1, 2024 | Class A Common Stock | 5.63K | Direct | F2, F4, F9 |
| Id | Content |
|---|---|
| F1 | On December 31, 2023, the Reporting Person was automatically granted 1,147 shares of Class A Common Stock under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). This grant was made in lieu of cash fees, based on the December 29, 2023 closing price of $12.74 per share of Class A Common Stock, and these shares were fully vested upon grant. |
| F2 | As previously reported, the Reporting Person is the founder and managing partner of the Ribbit Capital family of funds, and is contractually obligated to transfer and/or remit the proceeds of any sale of shares issued pursuant to stock awards or upon vesting and settlement of restricted stock units ("RSUs") to certain entities affiliated with such funds. The Reporting Person disclaims beneficial ownership of such shares for purposes of Section 16 of the Securities Exchange Act of 1934 ("Section 16") except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose. The reported amounts reflect previous transfers of (i) 9,784 shares of Class A Common Stock to Ribbit Capital II, L.P. ("Fund II"), for itself and as nominee for Ribbit Founder Fund II, L.P. ("FF II"), |
| F3 | (continued) (ii) 1,683 shares of Class A Common Stock to Ribbit Capital III, L.P. ("Fund III"), for itself and as nominee for Ribbit Founder Fund III, L.P. ("FF III"), (iii) 4,753 shares of Class A Common Stock to Bullfrog Capital, L.P. ("Bullfrog"), for itself and as nominee for Bullfrog Founder Fund, L.P. ("Bullfrog FF"), (iv) 1,190 shares of Class A Common Stock to RH Ribbit Opportunity II, LLC ("RH"), (v) 945 shares of Class A Common Stock to RH-D Ribbit Opportunity II, LLC ("RH-D"), (vi) 873 shares of Class A Common Stock to RH-E Ribbit Opportunity II, LLC ("RH-E") and (vii) 2 shares of Class A Common Stock to RH-N Bullfrog Opportunity, LLC ("RH-N"). Such transfers were effected in accordance with Rule 16a-13 of the Securities Exchange Act of 1934, as amended. |
| F4 | RSUs convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. |
| F5 | Shares held by Tibbir Holdings LLC, of which the Reporting Person serves as investment manager. The Reporting Person disclaims beneficial ownership of such shares for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose. |
| F6 | Represents (i) 26,491,598 shares held directly by Fund II for itself and as nominee for FF II, (ii) 4,556,243 shares held directly by Fund III for itself and as nominee for FF III, (iii) 12,867,501 shares held directly by Bullfrog for itself and as nominee for Bullfrog FF, (iv) 3,221,270 shares held directly by RH, (v) 2,557,376 shares held directly by RH-D, (vi) 2,364,143 shares held directly by RH-E and (vii) 6,085 shares held directly by RH-N. |
| F7 | Ribbit Capital GP II, L.P. ("GP II") is the general partner of Fund II and FF II and the managing member of RH, RH-D, and RH-E, and Ribbit Capital GP II, Ltd. ("UGP II") is the general partner of GP II. Ribbit Capital GP III, L.P. ("GP III") is the general partner of Fund III and FF III, and Ribbit Capital GP III, Ltd. ("UGP III") is the general partner of GP III. Bullfrog Capital GP, L.P. ("BF GP") is the general partner of Bullfrog and Bullfrog FF and the managing member of RH-N, and Bullfrog Capital GP, Ltd. ("BF UGP") is the general partner of BF GP. The Reporting Person is a director of each of UGP II, UGP III and BF UGP, and disclaims beneficial ownership of such shares for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose. |
| F8 | On March 23, 2022, the Reporting Person was granted 17,201 RSUs under the 2021 Plan. One-twelfth (1/12) of these RSUs vested on July 1, 2022, with the remainder scheduled to vest in eleven (11) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. |
| F9 | On June 20, 2023, the Reporting Person was granted 22,500 RSUs under the 2021 Plan. One-fourth (1/4) of these RSUs vested on October 1, 2023, with the remainder scheduled to vest in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2024 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. |