Rachelle Suzanne Jacques - 01 Jan 2024 Form 3 Insider Report for Akari Therapeutics Plc (AKTX)

Signature
/s/ Rachelle Jacques
Issuer symbol
AKTX
Transactions as of
01 Jan 2024
Net transactions value
$0
Form type
3
Filing time
02 Jan 2024, 20:06:13 UTC
Previous filing
20 Jun 2023
Next filing
30 Apr 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AKTX Ordinary Shares, par value $0.0001 per share 538,457,900 01 Jan 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AKTX Stock Option (Right to Buy) 01 Jan 2024 Ordinary Shares, par value $0.0001 per share 207,634,400 $0.0124 Direct F2
holding AKTX Stock Option (Right to Buy) 01 Jan 2024 Ordinary Shares, par value $0.0001 per share 29,762,300 $0.0124 Direct F2
holding AKTX Stock Option (Right to Buy) 01 Jan 2024 Ordinary Shares, par value $0.0001 per share 152,690,700 $0.001600 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Securities beneficially owned totaling 538,457,900 includes 153,397,775 ordinary shares, par value $0.0001per share ("Ordinary Shares") owned and 385,060,125 of unvested time-based restricted stock units held by the Reporting Person.
F2 The stock option award was granted under the Issuer's 2014 Equity Incentive Plan (the "2014 Plan"). The stock option vests and becomes exercisable ratably on a semiannual basis over a four-year period commencing on March 28, 2022, subject to continued service with the Issuer.
F3 The stock option award was granted under the Issuer's 2014 Plan. The stock option vests and becomes exercisable ratably on a semiannual basis over a four-year period commencing on June 1, 2023, subject to continued service with the Issuer.