| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | FOLD | Common Stock | Options Exercise | $154,800 | +30,000 | +8.8% | $5.16 | 372,285 | 26 Dec 2023 | Direct | |
| transaction | FOLD | Common Stock | Sale | $420,084 | -30,000 | -8.1% | $14.00 | 342,285 | 26 Dec 2023 | Direct | F1 |
| transaction | FOLD | Common Stock | Options Exercise | $25,800 | +5,000 | +1.5% | $5.16 | 347,285 | 27 Dec 2023 | Direct | |
| transaction | FOLD | Common Stock | Sale | $70,327 | -5,000 | -1.4% | $14.07 | 342,285 | 27 Dec 2023 | Direct | F2 |
| holding | FOLD | Common Stock | 15,000 | 26 Dec 2023 | By Spouse |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | FOLD | Stock Options (right to buy) | Options Exercise | $0 | -30,000 | -32% | $0.000000 | 65,000 | 26 Dec 2023 | Common Stock | 30,000 | $5.16 | Direct | F3 |
| transaction | FOLD | Stock Options (right to buy) | Options Exercise | $0 | -5,000 | -7.7% | $0.000000 | 60,000 | 27 Dec 2023 | Common Stock | 5,000 | $5.16 | Direct | F3 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | This price is the weighted average price for the transactions reported on this line. The prices for the transactions reported on this line range from $14.00 to $14.02 inclusive. The reporting person undertakes to provide, upon request, by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F2 | This price is the weighted average price for the transactions reported on this line. The prices for the transactions reported on this line range from $14.00 to $14.15 inclusive. The reporting person undertakes to provide, upon request, by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F3 | All of the options were fully vested and exercisable as of the transaction date. |
All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2023.