Elizabeth Crain - Dec 22, 2023 Form 4 Insider Report for Moelis & Co (MC)

Role
Former Chief Operating Officer
Signature
/s/ Osamu Watanabe as attorney-in-fact for Elizabeth Crain
Stock symbol
MC
Transactions as of
Dec 22, 2023
Transactions value $
$0
Form type
4
Date filed
12/27/2023, 05:21 PM
Previous filing
Sep 26, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MC 2018 Incentive RSUs Award $0 +63.8 +1.06% $0.00 6.09K Dec 22, 2023 Class A Common Stock 63.8 $0.00 Direct F1, F2
transaction MC 2019 Incentive RSUs Award $0 +212 +1.06% $0.00 20.2K Dec 22, 2023 Class A Common Stock 212 $0.00 Direct F1, F3
transaction MC 2020 Incentive RSUs Award $0 +158 +1.06% $0.00 15K Dec 22, 2023 Class A Common Stock 158 $0.00 Direct F1, F4
transaction MC 2020 Long Term Incentive Award Award $0 +108 +1.06% $0.00 10.3K Dec 22, 2023 Class A Common Stock 108 $0.00 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Elizabeth Crain is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.
F2 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F3 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F4 Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F5 Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.