Elizabeth Crain - 22 Dec 2023 Form 4 Insider Report for Moelis & Co (MC)

Role
Former Chief Operating Officer
Signature
/s/ Osamu Watanabe as attorney-in-fact for Elizabeth Crain
Issuer symbol
MC
Transactions as of
22 Dec 2023
Net transactions value
$0
Form type
4
Filing time
27 Dec 2023, 17:21:45 UTC
Previous filing
26 Sep 2023
Next filing
20 May 2025
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MC 2018 Incentive RSUs Award $0 +64 +1.1% $0.000000 6,088 22 Dec 2023 Class A Common Stock 64 $0.000000 Direct F1, F2
transaction MC 2019 Incentive RSUs Award $0 +212 +1.1% $0.000000 20,181 22 Dec 2023 Class A Common Stock 212 $0.000000 Direct F1, F3
transaction MC 2020 Incentive RSUs Award $0 +158 +1.1% $0.000000 15,018 22 Dec 2023 Class A Common Stock 158 $0.000000 Direct F1, F4
transaction MC 2020 Long Term Incentive Award Award $0 +108 +1.1% $0.000000 10,258 22 Dec 2023 Class A Common Stock 108 $0.000000 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Elizabeth Crain is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.
F2 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F3 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F4 Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F5 Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.