James A. Brock - Dec 20, 2023 Form 4 Insider Report for CONSOL Energy Inc. (CEIX)

Role
Chief Executive Officer, Director
Signature
/s/ Martha A. Wiegand, as Attorney-in-Fact for James A. Brock
Stock symbol
CEIX
Transactions as of
Dec 20, 2023
Transactions value $
-$683,936
Form type
4
Date filed
12/22/2023, 04:29 PM
Previous filing
Dec 20, 2023
Next filing
Feb 15, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CEIX Common stock, par value $0.01 per share Sale -$612K -5.97K -1.12% $102.48 527K Dec 20, 2023 Direct F1, F2
transaction CEIX Common stock, par value $0.01 per share Sale -$72.2K -700 -0.13% $103.19 527K Dec 20, 2023 Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2023.
F2 This transaction was executed in multiple trades at prices ranging from $102.09 to $103.08 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.
F3 This transaction was executed in multiple trades at prices ranging from $103.12 to $103.34 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.
F4 Of the 526,682 shares reported as directly held, 80,901 are restricted stock units (including dividend equivalent rights).