Mark Gordon - Dec 20, 2023 Form 4 Insider Report for ODYSSEY MARINE EXPLORATION INC (OMEX)

Role
Chief Executive Officer, Director
Signature
/s/ Mark D. Gordon
Stock symbol
OMEX
Transactions as of
Dec 20, 2023
Transactions value $
-$103,400
Form type
4
Date filed
12/21/2023, 05:45 PM
Previous filing
Jun 13, 2023
Next filing
Jan 31, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OMEX Common Stock Award $0 +88.4K +41.62% $0.00 301K Dec 20, 2023 Direct
transaction OMEX Common Stock Tax liability -$103K -33K -10.98% $3.13 268K Dec 20, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OMEX Restricted Stock Unit (RSU) Options Exercise $0 -42.3K -100% $0.00* 0 Dec 20, 2023 Common stock 42.3K Direct F1, F2
transaction OMEX Restricted Stock Unit (RSU) Options Exercise $0 -46.1K -100% $0.00* 0 Dec 20, 2023 Common Stock 46.1K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents a contingent right to receive one share of OMEX common stock.
F2 Restricted Stock Units vest in three equal annual installments on December 20, 2020, 2021 and 2022.
F3 Restricted Stock Units vest in two equal annual installments on December 20, 2021 and 2022