Tyler Wall - 15 Dec 2023 Form 4 Insider Report for Nutanix, Inc. (NTNX)

Role
Chief Legal Officer
Signature
/s/ Raymond Hum, Attorney in Fact
Issuer symbol
NTNX
Transactions as of
15 Dec 2023
Net transactions value
-$2,035,768
Form type
4
Filing time
18 Dec 2023, 19:18:39 UTC
Previous filing
11 Oct 2023
Next filing
05 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTNX Class A Common Stock Options Exercise $0 +6,483 +10% $0.000000 70,278 15 Dec 2023 Direct
transaction NTNX Class A Common Stock Options Exercise $0 +2,071 +2.9% $0.000000 72,349 15 Dec 2023 Direct
transaction NTNX Class A Common Stock Options Exercise $0 +5,625 +7.8% $0.000000 77,974 15 Dec 2023 Direct
transaction NTNX Class A Common Stock Options Exercise $0 +2,647 +3.4% $0.000000 80,621 15 Dec 2023 Direct
transaction NTNX Class A Common Stock Tax liability $386,494 -8,344 -10% $46.32 72,277 15 Dec 2023 Direct F1
transaction NTNX Class A Common Stock Sale $1,649,274 -35,000 -48% $47.12 37,277 18 Dec 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NTNX Restricted Stock Units Options Exercise $0 -6,483 -25% $0.000000 19,450 15 Dec 2023 Class A Common Stock 6,483 Direct F3, F4
transaction NTNX Restricted Stock Units Options Exercise $0 -2,071 -13% $0.000000 14,494 15 Dec 2023 Class A Common Stock 2,071 Direct F3, F5
transaction NTNX Restricted Stock Units Options Exercise $0 -5,625 -8.3% $0.000000 61,875 15 Dec 2023 Class A Common Stock 5,625 Direct F3, F6
transaction NTNX Restricted Stock Units Options Exercise $0 -2,647 -6.2% $0.000000 39,711 15 Dec 2023 Class A Common Stock 2,647 Direct F3, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld by the Issuer to satisfy tax withholding obligations arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.
F2 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $46.955 to $47.375 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.
F4 The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2020, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.
F5 The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2021, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.
F6 The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2022, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.
F7 The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2023, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.