Farhad Fred Ebrahimi - 13 Dec 2023 Form 4 Insider Report for Desktop Metal, Inc. (DM)

Role
10%+ Owner
Signature
Brad Nelson as Attorney in Fact for Farhad Fred Ebrahimi
Issuer symbol
DM
Transactions as of
13 Dec 2023
Net transactions value
+$562,550
Form type
4
Filing time
15 Dec 2023, 09:55:17 UTC
Previous filing
14 Dec 2023
Next filing
18 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $22,800 +7,600 +0.07% $3.00 10,362,185 13 Dec 2023 Shiraz Capital LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $367,500 +245,000 +7.3% $1.50 3,600,311 13 Dec 2023 By Corcaigh LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $12,250 +4,900 +0.09% $2.50 5,307,500 13 Dec 2023 By Infinity Trusts Investment LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $160,000 +80,000 +0.43% $2.00 18,479,554 13 Dec 2023 By Crescent River LLC
holding DM Common Stock 583,421 13 Dec 2023 By Elstead 2020 GRAT
holding DM Common Stock 388,300 13 Dec 2023 By Havana 2020 GRAT
holding DM Common Stock 1,210,300 13 Dec 2023 By Farhad F Ebrahimi Roth IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -26,400 -0.86% $0.000000 3,053,500 13 Dec 2023 Common Stock 26,400 $2.00 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -53,600 -8% $0.000000 615,900 13 Dec 2023 Common Stock 53,600 $2.00 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -4,900 -2.3% $0.000000 210,300 13 Dec 2023 Common Stock 4,900 $2.50 By Infinity Trusts Investment LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -7,600 -6.3% $0.000000 112,100 13 Dec 2023 Common Stock 7,600 $3.00 By Shiraz Capital, LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -245,000 -20% $0.000000 953,800 13 Dec 2023 Common Stock 245,000 $1.50 By Corcaigh LLC
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

The Power of Attorney granting Brad Nelson authority to act as attorney-in-fact for Farhad Fred Ebrahimi was filed as Exhibit A to a Form 13D filed with the Commission on May 30, 2023.