Benoit Chardon - Dec 12, 2023 Form 4 Insider Report for ALLURION TECHNOLOGIES, INC. (ALUR)

Role
Chief Commercial Officer
Signature
/s/ Jennifer Ausrotas, attorney-in-fact
Stock symbol
ALUR
Transactions as of
Dec 12, 2023
Transactions value $
$197,562
Form type
4
Date filed
12/14/2023, 07:17 PM
Previous filing
Aug 1, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALUR Common Stock Options Exercise $111K +97.8K +290.69% $1.13 131K Dec 12, 2023 Direct
transaction ALUR Common Stock Options Exercise $28K +23.9K +18.21% $1.17 155K Dec 12, 2023 Direct
transaction ALUR Common Stock Options Exercise $23.8K +25.1K +16.13% $0.95* 180K Dec 12, 2023 Direct
transaction ALUR Common Stock Options Exercise $35.2K +18.7K +10.39% $1.88 199K Dec 12, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALUR Stock Option (Right to Buy) Options Exercise $0 -97.8K -100% $0.00* 0 Dec 12, 2023 Common Stock 97.8K $1.13 Direct F1
transaction ALUR Stock Option (Right to Buy) Options Exercise $0 -23.9K -97.91% $0.00 510 Dec 12, 2023 Common Stock 23.9K $1.17 Direct F2
transaction ALUR Stock Option (Right to Buy) Options Exercise $0 -25.1K -85.42% $0.00 4.28K Dec 12, 2023 Common Stock 25.1K $0.95 Direct F3
transaction ALUR Stock Option (Right to Buy) Options Exercise $0 -18.7K -47.91% $0.00 20.4K Dec 12, 2023 Common Stock 18.7K $1.88 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This option is fully vested.
F2 This option shall vest and become exercisable in monthly installments over a period of 48 months from January 1, 2020, subject to the Reporting Person's continued service on each such vesting date.
F3 25% of the shares underlying this option vested on July 1, 2021, and the remainder vests in 36 substantially equal monthly installments thereafter, subject to the Reporting Person's continued service on each such vesting date.
F4 25% of the shares underlying this option vested on January 1, 2023, and the remainder vests in 36 substantially equal monthly installments thereafter, subject to the Reporting Person's continued service on each such vesting date.
F5 Includes 14,669 shares that were inadvertently omitted from the Form 3 filed on August 1, 2023.