James A. Sullivan - Dec 12, 2023 Form 4 Insider Report for Koppers Holdings Inc. (KOP)

Role
Ex. VP Chief Operating Officer
Signature
/s/Stephanie L. Apostolou, Attorney in Fact
Stock symbol
KOP
Transactions as of
Dec 12, 2023
Transactions value $
-$547,082
Form type
4
Date filed
12/14/2023, 04:37 PM
Previous filing
Dec 12, 2023
Next filing
Dec 15, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KOP Common Stock Options Exercise $7.79K +397 +0.42% $19.63 95.2K Dec 12, 2023 Direct
transaction KOP Common Stock Sale -$17.6K -397 -0.42% $44.29 94.8K Dec 12, 2023 Direct F1
transaction KOP Common Stock Options Exercise $430K +21.9K +23.09% $19.63 117K Dec 13, 2023 Direct
transaction KOP Common Stock Sale -$967K -21.9K -18.74% $44.22 94.8K Dec 13, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KOP Employee Stock Options (Rights to Buy) Options Exercise $0 -397 -1.25% $0.00 31.4K Dec 12, 2023 Common Stock 397 $19.63 Direct F3
transaction KOP Employee Stock Options (Rights to Buy) Options Exercise $0 -21.9K -69.77% $0.00 9.48K Dec 13, 2023 Common Stock 21.9K $19.63 Direct F3
transaction KOP Dividend Equivalent Rights Award $0 +242 +156.13% $0.00 397 Dec 12, 2023 Common Stock 242 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.00 to $44.41, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
F2 The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.00 to $44.49, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
F3 Stock options vested in annual installments of 25 percent over 4 years.
F4 The dividend equivalent rights ("DERs") accrued with respect to additional time-based and performance-based restricted stock units ("RSUs" and "PSUs", respectively) credited to the reporting person. Of this total, 180 DERs accrued with respect to RSUs granted on March 3, 2020, January 4, 2021, January 4, 2022, and January 4, 2023, and 62 DERs accrued with respect to PSUs granted on January 4, 2021 and January 4, 2022. Each DER is the economic equivalent of one share of Koppers Holdings Inc. common stock.