Luis Gerardo Gonzalez Jr. - Dec 7, 2023 Form 4 Insider Report for Ponce Financial Group, Inc. (PDLB)

Role
Chief Operating Officer
Signature
/s/Frank Perez, as attorney in fact
Stock symbol
PDLB
Transactions as of
Dec 7, 2023
Transactions value $
$456,980
Form type
4
Date filed
12/11/2023, 03:52 PM
Previous filing
Mar 13, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PDLB Common Stock Award $189K +18.3K +955.34% $10.33 20.3K Dec 7, 2023 Direct F1
holding PDLB Common Stock 967 Dec 7, 2023 By ESOP F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PDLB Premium Stock Options Award $51.7K +5K $10.33 5K Dec 7, 2023 Common Stock 5K $10.33 Direct
transaction PDLB Premium Stock Options Award $52.6K +5K +100% $10.52 10K Dec 7, 2023 Common Stock 5K $10.52 Direct
transaction PDLB Premium Stock Options Award $53.5K +5K +50% $10.70 15K Dec 7, 2023 Common Stock 5K $10.70 Direct
transaction PDLB Premium Stock Options Award $54.5K +5K +33.33% $10.89 20K Dec 7, 2023 Common Stock 5K $10.89 Direct
transaction PDLB Premium Stock Options Award $55.4K +5K +25% $11.08 25K Dec 7, 2023 Common Stock 5K $11.08 Direct
holding PDLB Stock Options 23.7K Dec 7, 2023 Common Stock 23.7K $10.44 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of restricted stock units vest annually at a rate of 20% per year commencing on December 7, 2024.
F2 Reflects ESOP allocations and dispositions that have occurred since the date of the reporting person's last ownership report
F3 Stock Options vest annually at a rate of 20% per year commencing on April 1, 2023