Frank Perez - 07 Dec 2023 Form 4 Insider Report for Ponce Financial Group, Inc. (PDLB)

Role
Chief InvestorRelationsOfficer
Signature
/s/Frank Perez, as attorney in fact
Issuer symbol
PDLB
Transactions as of
07 Dec 2023
Net transactions value
+$52,585
Form type
4
Filing time
11 Dec 2023, 15:45:42 UTC
Previous filing
05 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PDLB Common Stock Award $25,825 +2,500 +5.2% $10.33 50,173 07 Dec 2023 Direct F1, F2
holding PDLB Common Stock 8,823 07 Dec 2023 By ESOP F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PDLB Premium Stock Options Award $5,165 +500 $10.33 500 07 Dec 2023 Common Stock 500 $10.33 Direct
transaction PDLB Premium Stock Options Award $5,260 +500 +100% $10.52 1,000 07 Dec 2023 Common Stock 500 $10.52 Direct
transaction PDLB Premium Stock Options Award $5,350 +500 +50% $10.70 1,500 07 Dec 2023 Common Stock 500 $10.70 Direct
transaction PDLB Premium Stock Options Award $5,445 +500 +33% $10.89 2,000 07 Dec 2023 Common Stock 500 $10.89 Direct
transaction PDLB Premium Stock Options Award $5,540 +500 +25% $11.08 2,500 07 Dec 2023 Common Stock 500 $11.08 Direct
holding PDLB Stock Options 41,856 07 Dec 2023 Common Stock 41,856 $9.15 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of restricted stock units vest annually at a rate of 20% per year commencing on December 7, 2024.
F2 Includes 5,271 shares of restricted stock units, of which 2,635 shares vest on April 1, 2024 and 2,636 shares vest on April 1, 2025
F3 Reflects ESOP allocations and dispositions that have occurred since the date of the reporting person's last ownership report
F4 Stock Options vest annually at a rate of 20% per year commencing on December 4, 2020