Frank Perez - Dec 7, 2023 Form 4 Insider Report for Ponce Financial Group, Inc. (PDLB)

Role
Chief InvestorRelationsOfficer
Signature
/s/Frank Perez, as attorney in fact
Stock symbol
PDLB
Transactions as of
Dec 7, 2023
Transactions value $
$52,585
Form type
4
Date filed
12/11/2023, 03:45 PM
Previous filing
Apr 5, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PDLB Common Stock Award $25.8K +2.5K +5.24% $10.33 50.2K Dec 7, 2023 Direct F1, F2
holding PDLB Common Stock 8.82K Dec 7, 2023 By ESOP F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PDLB Premium Stock Options Award $5.17K +500 $10.33 500 Dec 7, 2023 Common Stock 500 $10.33 Direct
transaction PDLB Premium Stock Options Award $5.26K +500 +100% $10.52 1K Dec 7, 2023 Common Stock 500 $10.52 Direct
transaction PDLB Premium Stock Options Award $5.35K +500 +50% $10.70 1.5K Dec 7, 2023 Common Stock 500 $10.70 Direct
transaction PDLB Premium Stock Options Award $5.45K +500 +33.33% $10.89 2K Dec 7, 2023 Common Stock 500 $10.89 Direct
transaction PDLB Premium Stock Options Award $5.54K +500 +25% $11.08 2.5K Dec 7, 2023 Common Stock 500 $11.08 Direct
holding PDLB Stock Options 41.9K Dec 7, 2023 Common Stock 41.9K $9.15 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of restricted stock units vest annually at a rate of 20% per year commencing on December 7, 2024.
F2 Includes 5,271 shares of restricted stock units, of which 2,635 shares vest on April 1, 2024 and 2,636 shares vest on April 1, 2025
F3 Reflects ESOP allocations and dispositions that have occurred since the date of the reporting person's last ownership report
F4 Stock Options vest annually at a rate of 20% per year commencing on December 4, 2020