William Feldman - Dec 7, 2023 Form 4 Insider Report for Ponce Financial Group, Inc. (PDLB)

Role
Director
Signature
/s/Frank Perez, as attorney in fact
Stock symbol
PDLB
Transactions as of
Dec 7, 2023
Transactions value $
$455,275
Form type
4
Date filed
12/11/2023, 03:32 PM
Previous filing
Apr 5, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PDLB Common Stock Award $295K +28.5K +48.13% $10.33 87.8K Dec 7, 2023 Direct F1, F2
holding PDLB Common Stock 7.82K Dec 7, 2023 By Wife
holding PDLB Common Stock 17.8K Dec 7, 2023 By IRA
holding PDLB Common Stock 13.1K Dec 7, 2023 By Wife IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PDLB Premium Stock Option Award $31K +3K $10.33 3K Dec 7, 2023 Common Stock 3K $10.33 Direct
transaction PDLB Premium Stock Options Award $31.6K +3K +100% $10.52 6K Dec 7, 2023 Common Stock 3K $10.52 Direct
transaction PDLB Premium Stock Options Award $32.1K +3K +50% $10.70 9K Dec 7, 2023 Common Stock 3K $10.70 Direct
transaction PDLB Premium Stock Options Award $32.7K +3K +33.33% $10.89 12K Dec 7, 2023 Common Stock 3K $10.89 Direct
transaction PDLB Premium Stock Options Award $33.2K +3K +25% $11.08 15K Dec 7, 2023 Common Stock 3K $11.08 Direct
holding PDLB Stock Options 12.4K Dec 7, 2023 Common Stock 12.4K $9.15 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of restricted stock units vest annually at a rate of 20% per year commencing on December 7, 2024.
F2 Includes 3,101shares of restricted stock units, of which 1,550 shares vest on April 1, 2024 and 1,551 shares vest on April 1, 2025
F3 Stock Options vest annually at a rate of 20% per year commencing on December 4, 2019