Kathryn Gregory - 04 Dec 2023 Form 4 Insider Report for Carmell Corp (XAGE)

Role
Director
Signature
/s/ Kathryn Gregory
Issuer symbol
XAGE
Transactions as of
04 Dec 2023
Net transactions value
+$7,086
Form type
4
Filing time
08 Dec 2023, 21:14:34 UTC
Previous filing
18 Jul 2023
Next filing
13 Dec 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CTCX Common Stock Purchase $3,259 +1,087 $3.00 1,087 04 Dec 2023 By Carmell Insiders LLC F1
transaction CTCX Common Stock Purchase $1,077 +347 +32% $3.10 1,434 05 Dec 2023 By Carmell Insiders LLC F1
transaction CTCX Common Stock Purchase $1,844 +608 +42% $3.03 2,042 06 Dec 2023 By Carmell Insiders LLC F1, F2
transaction CTCX Common Stock Purchase $760 +248 +12% $3.07 2,290 07 Dec 2023 By Carmell Insiders LLC F1, F3
transaction CTCX Common Stock Purchase $145 +46 +2% $3.15 2,336 08 Dec 2023 By Carmell Insiders LLC F1
transaction CTCX Common Stock Other $0 0 0% $0.000000* 48,415 08 Dec 2023 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (21.7%), Scott Frisch (17.4%), Kathryn Gregory (21.7%), Gilles Spenlehauer (17.4%), and Patrick Sturgeon (21.7%). The total amount invested in the LLC by these members was $115,000 as of the date of this filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC.
F2 The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $2.99 to $3.054, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3 The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $3.01 to $3.14, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4 The shares beneficially owned by the Reporting Person include 48,415 shares of common stock that may be acquired pursuant to the exercise of stock options within 60 days of December 8, 2023.