Eric Cantor - Dec 5, 2023 Form 4 Insider Report for Moelis & Co (MC)

Role
Vice Chairman, MD, Director
Signature
/s/ Osamu Watanabe as attorney-in-fact for Eric Cantor
Stock symbol
MC
Transactions as of
Dec 5, 2023
Transactions value $
-$85,904
Form type
4
Date filed
12/6/2023, 06:30 PM
Previous filing
Nov 6, 2023
Next filing
Dec 27, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MC Class A Common Stock Options Exercise +1.68K +0.97% 174K Dec 5, 2023 Direct F1
transaction MC Class A Common Stock Tax liability -$85.9K -1.68K -0.97% $51.19 172K Dec 5, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MC 2022 Incentive RSUs Options Exercise $0 -1.68K -4.19% $0.00 38.3K Dec 5, 2023 Class A Common Stock 1.68K Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Class A Common Stock were acquired in order to settle the tax obligation due as a result of the Retirement Eligibility policy of the Company.
F2 The RSUs were settled for Class A Common Stock on Decmber 5, 2023 in order to satisfy tax obligations.