Eric Cantor - 05 Dec 2023 Form 4 Insider Report for Moelis & Co (MC)

Role
Vice Chairman, MD, Director
Signature
/s/ Osamu Watanabe as attorney-in-fact for Eric Cantor
Issuer symbol
MC
Transactions as of
05 Dec 2023
Net transactions value
-$85,904
Form type
4
Filing time
06 Dec 2023, 18:30:37 UTC
Previous filing
06 Nov 2023
Next filing
27 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MC Class A Common Stock Options Exercise +1,678 +0.97% 173,811 05 Dec 2023 Direct F1
transaction MC Class A Common Stock Tax liability $85,904 -1,678 -0.97% $51.19 172,133 05 Dec 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MC 2022 Incentive RSUs Options Exercise $0 -1,678 -4.2% $0.000000 38,336 05 Dec 2023 Class A Common Stock 1,678 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Class A Common Stock were acquired in order to settle the tax obligation due as a result of the Retirement Eligibility policy of the Company.
F2 The RSUs were settled for Class A Common Stock on Decmber 5, 2023 in order to satisfy tax obligations.