Brooke L. Senter - 21 Nov 2023 Form 4 Insider Report for UWHARRIE CAPITAL CORP (UWHR)

Role
Chief People Officer
Signature
Brooke L. Senter by Tamara M. Singletary, EVP, Uwharrie Capital Corp
Issuer symbol
UWHR
Transactions as of
21 Nov 2023
Net transactions value
$0
Form type
4
Filing time
28 Nov 2023, 17:28:13 UTC
Previous filing
29 Mar 2023
Next filing
15 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UWHR Common Stock Other $0 +29 +2% $0.000000 1,488 21 Nov 2023 Direct F1, F2, F3
transaction UWHR Common Stock (Held by Self TOD Spouse) Other $0 +119 +2% $0.000000 6,079 21 Nov 2023 Direct F2, F3
transaction UWHR Common Stock Other $0 +152 +2% $0.000000 7,754 21 Nov 2023 Direct F2, F3, F4
transaction UWHR Common Stock Other $0 +689 +2% $0.000000 35,162 21 Nov 2023 Held by Company with Reporting Person as Officer F2, F3, F5
transaction UWHR Common Stock Other $0 +46 +2% $0.000000 2,348 21 Nov 2023 Held by Roth IRA FBO Spouse of Reporting Person Soley F2, F3, F6
transaction UWHR Common Stock Other $0 +19 +2% $0.000000 979 21 Nov 2023 Held by Mother-in-Law Custodian for Daughter F2, F3, F7
holding UWHR Common Stock 12 21 Nov 2023 Held by Mother-in-Law Custodian for Daughter F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Held by charles SCHWAB & Co Inc Custodian for Brooke L. Senter Roth Contributory IRA
F2 Shares acquired as a result of a two percent (2%) stock dividend paid to shareholders of Uwharrie Capital Corp on 11-21-2023 as of Record Date 11-07-2023. No fractional shares were issued. Shareholders were paid cash in lieu of fractional shares.
F3 No money was paid by the shareholder(s) for the acquired shares. The shares were acquired as a result of a two percent (2%) stock dividend paid to shareholders of Uwharrie Capital Corp on 11-21-2023 as of Record Date 11-07-2023.
F4 Held by charles SCHWAB & Co Inc Safekeeper for Neil B. Senter & Brooke L. Senter Designated Bene Plan/TOD
F5 Held by Depository for Pershing LLC Safekeeper for Custom Doors Inc.
F6 Held by charles SCHWAB & Co Inc Custodian for Neil B. Senter Roth Contributory IRA
F7 Held by charles SCHWAB & Co Inc for Mother-in-Law as Custodian for Reporting Person's Daughter