Aaron D. Bates - Nov 21, 2023 Form 4 Insider Report for UWHARRIE CAPITAL CORP (UWHR)

Role
Director
Signature
Aaron D. Bates by Tamara M. Singletary, EVP, Uwharrie Capital Corp
Stock symbol
UWHR
Transactions as of
Nov 21, 2023
Transactions value $
$0
Form type
4
Date filed
11/28/2023, 01:24 PM
Previous filing
Jun 22, 2023
Next filing
Dec 22, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UWHR Common Stock Other $0 +12 +1.88% $0.00 652 Nov 21, 2023 Direct F1, F2, F3
transaction UWHR Common Stock (Held by Self TOD Spouse) Other $0 +3 +1.59% $0.00 192 Nov 21, 2023 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Held by Cede & Co., Depository for Simple IRA FBO Aaron D. Bates Pershing LLC as Custodian
F2 Shares acquired as a result of a two percent (2%) stock dividend paid to shareholders of Uwharrie Capital Corp on 11-21-2023 as of Record Date 11-07-2023. No fractional shares were issued. Shareholders were paid cash in lieu of fractional shares.
F3 No money was paid by the shareholder(s) for the acquired shares. The shares were acquired as a result of a two percent (2%) stock dividend paid to shareholders of Uwharrie Capital Corp on 11-21-2023 as of Record Date 11-07-2023.