R. Karl Bostaph - Nov 17, 2023 Form 4 Insider Report for ASHLAND INC. (ASH)

Role
SVP, OPERATIONS
Signature
Serena S. Kenost, Attorney-in-Fact
Stock symbol
ASH
Transactions as of
Nov 17, 2023
Transactions value $
$73,809
Form type
4
Date filed
11/27/2023, 11:45 AM
Previous filing
Nov 16, 2023
Next filing
Nov 15, 2024
This filing has been restated, see here for the amended filing

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASH Common Stock Options Exercise $21.4K +278 +5.71% $76.90 5.14K Nov 17, 2023 Direct F1
transaction ASH Common Stock Tax liability -$8.23K -107 -2.08% $76.90 5.04K Nov 17, 2023 Direct F1, F2
transaction ASH Common Stock Options Exercise $29.1K +378 +7.5% $76.90 5.42K Nov 17, 2023 Direct F1
transaction ASH Common Stock Tax liability -$11.2K -146 -2.7% $76.90 5.27K Nov 17, 2023 Direct F1, F2
transaction ASH Common Stock Award $31.7K +412 +8.47% $76.90 5.28K Nov 17, 2023 Direct F1
transaction ASH Common Stock Tax liability -$769 -10 -0.19% $76.90 5.27K Nov 17, 2023 Direct F1, F3
transaction ASH Common Stock Options Exercise $19.3K +247 +4.69% $78.32 5.52K Nov 18, 2023 Direct F1
transaction ASH Common Stock Tax liability -$7.44K -95 -1.72% $78.32 5.42K Nov 18, 2023 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASH Restricted Stock Units Options Exercise $0 -278 -100% $0.00* 0 Nov 17, 2023 Common Stock 278 Direct F4, F5
transaction ASH Restricted Stock Units Options Exercise $0 -378 -33.27% $0.00 758 Nov 17, 2023 Common Stock 378 Direct F4, F5
transaction ASH Restricted Stock Units Options Exercise $0 -247 -49.9% $0.00 248 Nov 18, 2023 Common Stock 247 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Due to a delay in the receipt of information from the third party administrator, these transactions are being reported late.
F2 Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
F3 Payment of tax liability by withholding securities incident to the vesting of Performance Share Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
F4 Each Restricted Stock Unit represents a right to receive one (1) Restricted Stock Unit of Ashland Common Stock.
F5 Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.