Farhad Fred Ebrahimi - Nov 21, 2023 Form 4 Insider Report for Desktop Metal, Inc. (DM)

Role
10%+ Owner
Signature
Brad Nelson as Attorney in Fact for Farhad Fred Ebrahimi
Stock symbol
DM
Transactions as of
Nov 21, 2023
Transactions value $
$917,850
Form type
4
Date filed
11/24/2023, 11:49 AM
Previous filing
Nov 22, 2023
Next filing
Nov 30, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $360K +180K +1.78% $2.00 10.3M Nov 21, 2023 Shiraz Capital LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $76.5K +30.6K +0.3% $2.50 10.3M Nov 21, 2023 Shiraz Capital LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $81.6K +27.2K +0.82% $3.00 3.34M Nov 21, 2023 By Corcaigh LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $317K +106K +0.58% $3.00 18.3M Nov 21, 2023 By Crescent River LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $82.8K +33.1K +0.18% $2.50 18.3M Nov 21, 2023 By Crescent River LLC
holding DM Common Stock 5.3M Nov 21, 2023 By Infinity Trusts Investment LLC
holding DM Common Stock 583K Nov 21, 2023 By Elstead 2020 GRAT
holding DM Common Stock 378K Nov 21, 2023 By Havana 2020 GRAT
holding DM Common Stock 1.21M Nov 21, 2023 By Farhad F Ebrahimi Roth IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -106K -78.57% $0.00 28.8K Nov 21, 2023 Common Stock 106K $3.00 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -33.1K -37.32% $0.00 55.6K Nov 21, 2023 Common Stock 33.1K $2.50 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -25K -13.63% $0.00 158K Nov 21, 2023 Common Stock 25K $2.00 By Shiraz Capital, LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -139K -18.84% $0.00 600K Nov 21, 2023 Common Stock 139K $2.00 By Shiraz Capital, LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -15.8K -2.63% $0.00 584K Nov 21, 2023 Common Stock 15.8K $2.00 By Shiraz Capital, LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -30.6K -11.4% $0.00 238K Nov 21, 2023 Common Stock 30.6K $2.50 By Shiraz Capital, LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -27.2K -53.44% $0.00 23.7K Nov 21, 2023 Common Stock 27.2K $3.00 By Corcaigh LLC
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

The Power of Attorney granting Brad Nelson authority to act as attorney-in-fact for Farhad Fred Ebrahimi was filed as Exhibit A to a Form 13D filed with the Commission on May 30, 2023.