ASHLAND INC. - 17 Nov 2023 Form 4/A - Amendment Insider Report for ASHLAND INC. (ASH)

Role
Sr. Vice President
Signature
Serena S. Kenost, Attorney-in-Fact
Issuer symbol
ASH
Transactions as of
17 Nov 2023
Net transactions value
+$281,386
Form type
4/A - Amendment
Filing time
22 Nov 2023, 18:15:39 UTC
Date Of Original Report
21 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASH Common Stock Options Exercise $110,505 +1,437 +9.1% $76.90 17,228 17 Nov 2023 Direct F1
transaction ASH Common Stock Tax liability $37,912 -493 -2.9% $76.90 16,735 17 Nov 2023 Direct F2
transaction ASH Common Stock Options Exercise $71,594 +931 +5.6% $76.90 17,666 17 Nov 2023 Direct
transaction ASH Common Stock Tax liability $25,915 -337 -1.9% $76.90 17,329 17 Nov 2023 Direct F2
transaction ASH Common Stock Award $163,566 +2,127 +12% $76.90 19,456 17 Nov 2023 Direct
transaction ASH Common Stock Tax liability $56,060 -729 -3.7% $76.90 18,727 17 Nov 2023 Direct F3
transaction ASH Common Stock Options Exercise $87,092 +1,112 +5.9% $78.32 19,839 18 Nov 2023 Direct
transaction ASH Common Stock Tax liability $31,485 -402 -2% $78.32 19,437 18 Nov 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASH Restricted Stock Units Options Exercise $0 -1,437 -100% $0.000000* 0 17 Nov 2023 Common Stock 1,437 Direct F4, F5
transaction ASH Restricted Stock Units Options Exercise $0 -931 -33% $0.000000 1,863 17 Nov 2023 Common Stock 931 Direct F4, F5
transaction ASH Restricted Stock Units Options Exercise $0 -1,112 -50% $0.000000 1,113 18 Nov 2023 Common Stock 1,112 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This amended Form 4 is filed to WITHDRAW the original Form 4, which was filed erroneously under this Reporting Person's CIK code.
F2 Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
F3 Payment of tax liability by withholding securities incident to the vesting of Performance Share Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
F4 Each Restricted Stock Unit represents a right to receive one (1) Restricted Stock Unit of Ashland Common Stock.
F5 Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.