M. Leroy Ball - 14 Nov 2023 Form 4 Insider Report for Koppers Holdings Inc. (KOP)

Role
President and CEO, Director
Signature
/s/Stephanie L. Apostolou, Attorney in Fact
Issuer symbol
KOP
Transactions as of
14 Nov 2023
Net transactions value
-$292,181
Form type
4
Filing time
16 Nov 2023, 16:06:10 UTC
Previous filing
31 Aug 2023
Next filing
04 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KOP Common Stock Options Exercise $175,700 +10,000 +3.4% $17.57 306,421 14 Nov 2023 Direct
transaction KOP Common Stock Sale $422,400 -10,000 -3.3% $42.24 296,421 14 Nov 2023 Direct F1
transaction KOP Common Stock Options Exercise $347,704 +9,167 +3.1% $37.93 305,588 15 Nov 2023 Direct
transaction KOP Common Stock Sale $356,645 -8,327 -2.7% $42.83 297,261 15 Nov 2023 Direct F2
transaction KOP Common Stock Sale $36,540 -840 -0.28% $43.50 296,421 15 Nov 2023 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KOP Employee Stock Options (Rights to Buy) Options Exercise $0 -10,000 -11% $0.000000 82,410 14 Nov 2023 Common Stock 10,000 $17.57 Direct F4
transaction KOP Employee Stock Options (Rights to Buy) Options Exercise $0 -9,167 -100% $0.000000* 0 15 Nov 2023 Commmon Stock 9,167 $37.93 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.95 to $42.56, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
F2 The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.38 to $43.38, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the issuer or any security holder, upon request, full information regarding the number of shares sold at each separate price.
F3 The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.43 to $43.76, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the issuer or any security holder, upon request, full information regarding the number of shares sold at each separate price.
F4 The reporting person was granted stock options on March 3, 2015, which vested in annual installments of 25 percent over four years.