Steven E. Richards - 13 Nov 2023 Form 3 Insider Report for Shimmick Corp (SHIM)

Reporting relationship: Chief Executive Officer, Director
Issuer ticker: SHIM
Reported as of: 13 Nov 2023
Net transaction value: $0
SEC form: 3
Accepted by SEC: 13 Nov 2023, 20:52:34 UTC
Source filing: View source filing
Reporting owner signature: /s/ Devin J. Nordhagen, Power of Attorney for Steven E. Richards

Key filing fact

Steven E. Richards filed Form 3 for Shimmick Corp (SHIM) on 13 Nov 2023.

Key facts

This page summarizes Steven E. Richards's Form 3 filing for Shimmick Corp (SHIM).
0 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 13 Nov 2023, 20:52.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SHIM holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date: 13 Nov 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 821,580
Exercise price: $1.26
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Twenty-five percent (25%) of the stock options vested on May 6, 2022, and the remainder vests in thirty-six substantially equal monthly installments on the last day of each full calendar month following May 6, 2022. Prior to the date of the event requiring the filing of this Form 3,325,209 of these stock options had vested.

Footnote F2

Reflects a 2.7386-for-1 forward stock split effected by the Issuer on October 23, 2023 prior to the effectiveness of the Issuer's Registration Statement on Form S-1.

SEC remarks

Exhibit List: Exhibit 24 - Power of Attorney