Key facts
- This page summarizes Steven E. Richards's Form 3 filing for Shimmick Corp (SHIM).
- 0 reported transactions and 1 derivative row are listed below.
- Filing timestamp: 13 Nov 2023, 20:52.
Steven E. Richards - 13 Nov 2023 Form 3 Insider Report for Shimmick Corp (SHIM)
- Signature
- /s/ Devin J. Nordhagen, Power of Attorney for Steven E. Richards
- Issuer symbol
- SHIM
- Transactions as of
- 13 Nov 2023
- Net transactions value
- $0
- Form type
- 3
- Filing time
- 13 Nov 2023, 20:52:34 UTC
- SEC
- View on sec.gov
Key filing fact
Steven E. Richards filed Form 3 for Shimmick Corp (SHIM) on 13 Nov 2023.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC Source
See Original Filing
Ownership activity is grounded in SEC Form 3 disclosures.
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
SHIM
holding
Derivative
Stock Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 13 Nov 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 821,580
- Exercise price
- $1.26
- Footnotes
- F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Explanation of Responses:
| Id | Content |
|---|---|
| F1 | Twenty-five percent (25%) of the stock options vested on May 6, 2022, and the remainder vests in thirty-six substantially equal monthly installments on the last day of each full calendar month following May 6, 2022. Prior to the date of the event requiring the filing of this Form 3,325,209 of these stock options had vested. |
| F2 | Reflects a 2.7386-for-1 forward stock split effected by the Issuer on October 23, 2023 prior to the effectiveness of the Issuer's Registration Statement on Form S-1. |
Remarks:
Exhibit List: Exhibit 24 - Power of Attorney