| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | DFIN | Common Stock | Sale | -$1.07M | -20.2K | -3.32% | $52.90 | 587K | Nov 9, 2023 | Direct | F1, F2 |
| transaction | DFIN | Common Stock | Sale | -$217K | -4.05K | -0.69% | $53.73 | 583K | Nov 9, 2023 | Direct | F1, F3 |
| transaction | DFIN | Common Stock | Sale | -$214K | -4K | -0.69% | $53.39 | 579K | Nov 10, 2023 | Direct | F1, F4 |
| transaction | DFIN | Common Stock | Sale | -$330K | -6.07K | -1.05% | $54.33 | 573K | Nov 10, 2023 | Direct | F1, F5 |
| transaction | DFIN | Common Stock | Sale | -$188K | -3.44K | -0.6% | $54.54 | 570K | Nov 13, 2023 | Direct | F1, F6 |
| transaction | DFIN | Common Stock | Sale | -$124K | -2.24K | -0.39% | $55.06 | 567K | Nov 13, 2023 | Direct | F1, F7, F8 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2023. |
| F2 | The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $52.58 to $53.57 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price. |
| F3 | The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $53.58 to $54.39 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price. |
| F4 | The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $52.89 to $53.86 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price. |
| F5 | The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $53.89 to $54.51 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price. |
| F6 | The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $53.88 to $54.87 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price. |
| F7 | The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $54.90 to $55.15 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price. |
| F8 | Includes 368,068 shares held directly, 85,255 restricted stock unit, and 114,151 earned performance share units with additional service-based vesting. |