Jerry L. Redondo - 10 Nov 2023 Form 4 Insider Report for DUCOMMUN INC /DE/ (DCO)

Role
S.V.P., Elec. & Struc. Systems
Signature
Jerry L. Redondo
Issuer symbol
DCO
Transactions as of
10 Nov 2023
Net transactions value
-$149,393
Form type
4
Filing time
13 Nov 2023, 17:23:31 UTC
Previous filing
23 Jun 2023
Next filing
08 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DCO Common Stock Options Exercise $164,500 +5,000 +8.3% $32.90 65,602 10 Nov 2023 Direct
transaction DCO Common Stock Tax liability $202,258 -4,234 -6.5% $47.77 61,368 10 Nov 2023 Direct
transaction DCO Common Stock Options Exercise $114,680 +4,000 +6.5% $28.67 65,368 10 Nov 2023 Direct
transaction DCO Common Stock Tax liability $153,198 -3,207 -4.9% $47.77 62,161 10 Nov 2023 Direct
transaction DCO Common Stock Sale $73,117 -1,538 -2.5% $47.54 60,623 10 Nov 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DCO Option - Right to Buy Options Exercise $0 +5,000 $0.000000* 0 10 Nov 2023 Common Stock 5,000 $32.90 Direct F2, F3
transaction DCO Option - Right to Buy Options Exercise $0 +4,000 $0.000000* 0 10 Nov 2023 Common Stock 4,000 $28.67 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $47.49 to $47.61. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transaction was effectuated.
F2 This option represents the right to purchase common stock granted under Ducommun Incorporated's employee stock option plans, which are Rule 16b-3 plans.
F3 This option vested as to 1,667 shares on each of May 14, 2019, 2020 and 2021.
F4 The option represents the right to purchase common stock granted under the Ducommun Incorporated employee stock option plans, which are Rule 16b-3 plans.
F5 This option vested as to 1,000 shares on each of March 20, 2018, 2019, 2020 and 2021.