Forbion Capital Fund III Cooperatief U.A. - 31 Oct 2023 Form 3 Insider Report for enGene Holdings Inc. (ENGN)

Role
10%+ Owner
Signature
FORBION CAPITAL FUND III COOPERATIEF U.A., By: /s/ G.J. Mulder and /s/ V. van Houten, Directors
Issuer symbol
ENGN
Transactions as of
31 Oct 2023
Net transactions value
$0
Form type
3
Filing time
13 Nov 2023, 16:00:09 UTC
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ENGN Class A common shares 2,894,735 31 Oct 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ENGN Warrant (Right to Buy) 31 Oct 2023 Class A common shares 475,076 $11.50 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The securities are held directly by Forbion Capital Fund III Cooperatief U.A. ("Forbion III COOP"). Forbion III Management B.V. ("Forbion III") is the director of Forbion III COOP and disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.