Carson H. Brice - Nov 3, 2023 Form 4 Insider Report for FIRST CITIZENS BANCSHARES INC /DE/ (FCNCA)

Role
10%+ Owner
Signature
Carson H. Brice, By: William R. Lathan, Jr., Attorney-in-fact
Stock symbol
FCNCA
Transactions as of
Nov 3, 2023
Transactions value $
$0
Form type
4
Date filed
11/6/2023, 11:51 AM
Previous filing
Feb 9, 2023
Next filing
Dec 12, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FCNCA Class A Common Gift $0 -16 -0.01% $0.00 131K Nov 3, 2023 Carson Holding Brice Revocable Trust F1
transaction FCNCA Class A Common Gift $0 +16 +3.97% $0.00 419 Nov 3, 2023 By Spouse F2
holding FCNCA Class A Common 316K Nov 3, 2023 Carson H. Brice October 2022 GRAT F1
holding FCNCA Class A Common 16.9K Nov 3, 2023 As custodian for Stephen Brice F2
holding FCNCA Class A Common 16.3K Nov 3, 2023 As custodian for Cordelia Brice F2
holding FCNCA Class A Common 16.3K Nov 3, 2023 As custodian for Elizabeth Brice F2
holding FCNCA Class A Common 10.7K Nov 3, 2023 As beneficiary of a trust
holding FCNCA Class A Common 87.6K Nov 3, 2023 Trusts f/b/o children F3
holding FCNCA Class B Common 99.6K Nov 3, 2023 Direct
holding FCNCA Class B Common 0 Nov 3, 2023 Carson Holding Brice Revocable Trust
holding FCNCA Class B Common 8.95K Nov 3, 2023 Carson H. Brice October 2022 GRAT
holding FCNCA Class B Common 563 Nov 3, 2023 By Spouse F2
holding FCNCA Class B Common 2.35K Nov 3, 2023 As custodian for Stephen Brice F2
holding FCNCA Class B Common 2.35K Nov 3, 2023 As custodian for Elizabeth Brice F2
holding FCNCA Class B Common 2.35K Nov 3, 2023 As custodian for Cordelia Brice F2
holding FCNCA Class B Common 1.25K Nov 3, 2023 As beneficiary of a trust
holding FCNCA Class B Common 4.31K Nov 3, 2023 Trusts f/b/o children F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On October 30, 2023, 131,000 shares of Class A Common stock were distributed from the reporting person's 2022 GRAT (of which she serves as trustee) to the reporting person's revocable trust (of which she serves as trustee) and continue to be reported in this Form 4 as indirectly owned, and the remaining 316,078 shares of Class A Common stock held by the 2022 GRAT continue to be so held and to be reported in this Form 4 as indirectly owned.
F2 The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
F3 The listed shares are held by three trusts for the benefit of the Reporting Person's children. The Reporting person does not serve as trustee of or have or share investment control over the Issuer's shares held by the trusts, she disclaims beneficial ownership of the shares held by the trusts, and this report shall not be deemed an admission that the Reporting Perrson is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.