Farhad Fred Ebrahimi - 30 Oct 2023 Form 4 Insider Report for Desktop Metal, Inc. (DM)

Role
10%+ Owner
Signature
Brad Nelson as Attorney in Fact for Farhad Fred Ebrahimi
Issuer symbol
DM
Transactions as of
30 Oct 2023
Net transactions value
+$890,200
Form type
4
Filing time
01 Nov 2023, 09:15:37 UTC
Previous filing
30 Oct 2023
Next filing
02 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $36,150 +24,100 +0.16% $1.50 15,313,554 30 Oct 2023 By Crescent River LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $173,400 +86,700 +0.57% $2.00 15,400,254 30 Oct 2023 By Crescent River LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $624,400 +312,200 +3.6% $2.00 8,895,985 30 Oct 2023 By Shiraz Capital, LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $56,250 +37,500 +0.42% $1.50 8,933,485 30 Oct 2023 By Shiraz Capital, LLC
holding DM Common Stock 3,249,111 30 Oct 2023 By Corcaigh LLC
holding DM Common Stock 4,794,100 30 Oct 2023 By Infinity Trusts Investment LLC
holding DM Common Stock 275,600 30 Oct 2023 By Havana 2020 GRAT
holding DM Common Stock 583,421 30 Oct 2023 By Elstead 2020 GRAT
holding DM Common Stock 32,500 30 Oct 2023 By Shahzadeh 2008 Irrev Trust
holding DM Common Stock 1,210,300 30 Oct 2023 By Farhad F Ebrahimi Roth IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -24,100 -1% $0.000000 2,315,100 30 Oct 2023 Common Stock 24,100 $1.50 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -86,700 -9.3% $0.000000 841,300 30 Oct 2023 Common Stock 86,700 $2.00 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -195,600 -16% $0.000000 1,004,300 30 Oct 2023 Common Stock 195,600 $2.00 By Shiraz Capital, LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -116,600 -39% $0.000000 183,400 30 Oct 2023 Common Stock 116,600 $2.00 By Shiraz Capital, LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -37,500 -10% $0.000000 333,800 30 Oct 2023 Common Stock 37,500 $1.50 By Shiraz Capital, LLC
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

The Power of Attorney granting Brad Nelson authority to act as attorney-in-fact for Farhad Fred Ebrahimi was filed as Exhibit A to a Form 13D filed with the Commission on May 30, 2023.