Farhad Fred Ebrahimi - Oct 30, 2023 Form 4 Insider Report for Desktop Metal, Inc. (DM)

Role
10%+ Owner
Signature
Brad Nelson as Attorney in Fact for Farhad Fred Ebrahimi
Stock symbol
DM
Transactions as of
Oct 30, 2023
Transactions value $
$890,200
Form type
4
Date filed
11/1/2023, 09:15 AM
Previous filing
Oct 30, 2023
Next filing
Nov 2, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $36.2K +24.1K +0.16% $1.50 15.3M Oct 30, 2023 By Crescent River LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $173K +86.7K +0.57% $2.00 15.4M Oct 30, 2023 By Crescent River LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $624K +312K +3.64% $2.00 8.9M Oct 30, 2023 By Shiraz Capital, LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $56.3K +37.5K +0.42% $1.50 8.93M Oct 30, 2023 By Shiraz Capital, LLC
holding DM Common Stock 3.25M Oct 30, 2023 By Corcaigh LLC
holding DM Common Stock 4.79M Oct 30, 2023 By Infinity Trusts Investment LLC
holding DM Common Stock 276K Oct 30, 2023 By Havana 2020 GRAT
holding DM Common Stock 583K Oct 30, 2023 By Elstead 2020 GRAT
holding DM Common Stock 32.5K Oct 30, 2023 By Shahzadeh 2008 Irrev Trust
holding DM Common Stock 1.21M Oct 30, 2023 By Farhad F Ebrahimi Roth IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -24.1K -1.03% $0.00 2.32M Oct 30, 2023 Common Stock 24.1K $1.50 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -86.7K -9.34% $0.00 841K Oct 30, 2023 Common Stock 86.7K $2.00 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -196K -16.3% $0.00 1M Oct 30, 2023 Common Stock 196K $2.00 By Shiraz Capital, LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -117K -38.87% $0.00 183K Oct 30, 2023 Common Stock 117K $2.00 By Shiraz Capital, LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -37.5K -10.1% $0.00 334K Oct 30, 2023 Common Stock 37.5K $1.50 By Shiraz Capital, LLC
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

The Power of Attorney granting Brad Nelson authority to act as attorney-in-fact for Farhad Fred Ebrahimi was filed as Exhibit A to a Form 13D filed with the Commission on May 30, 2023.