Carey Chen - Oct 23, 2023 Form 4 Insider Report for Fathom Digital Manufacturing Corp (FATH)

Signature
/s/ Carey Chen, by Steve Gavin as Attorney-in-Fact
Stock symbol
FATH
Transactions as of
Oct 23, 2023
Transactions value $
$0
Form type
4
Date filed
10/25/2023, 05:10 PM
Previous filing
Oct 20, 2023
Next filing
Jan 2, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FATH Class A Common Stock Award +152K +204.67% 226K Oct 23, 2023 Direct F1, F2
transaction FATH Class A Common Stock Award +105K +46.51% 330K Oct 23, 2023 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of Class A Common Stock underlying Restricted Stock Units ("RSUs") issued to the Reporting Person. Each RSU represents the contingent right to receive one share of the Issuer's Class A Common Stock. These RSUs vest on October 23, 2026, subject to the Reporting Person's continued service through such vesting date.
F2 On September 28, 2023, the Class A Common Stock of the Issuer underwent a 1-for-20 reverse stock split (the "Reverse Stock Split"). The amounts of securities listed herein have been adjusted to reflect the effect of the Reverse Stock Split.
F3 Represents shares of Class A Common Stock underlying Performance Stock Units ("PSUs") issued to the Reporting Person. Each PSU represents the contingent right to receive one share of the Issuer's Class A Common Stock. The PSUs will vest in six tranches, with each tranche subject to (i) the Company attaining certain stock price growth hurdles during certain performance periods for each tranche, and (ii) Mr. Chen's continued service through the later of (x) the fourth anniversary of October 23, 2023 and (y) the date on which a particular tranche's stock price growth hurdle is attained, subject to certification of the Compensation Committee of the Issuer's Board of Directors.