David M. Johnson - 03 Oct 2023 Form 4 Insider Report for Aura Biosciences, Inc. (AURA)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
05 Oct 2023, 19:56:36 UTC
Prior SEC filing
16 Jun 2023
Next SEC filing
09 Nov 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Julie Feder, Attorney-in-fact

Key filing fact

David M. Johnson filed Form 4 for Aura Biosciences, Inc. (AURA) on 05 Oct 2023.

Key facts

  • This page summarizes David M. Johnson's Form 4 filing for Aura Biosciences, Inc. (AURA).
  • 2 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 05 Oct 2023, 19:56.

Change

  • Previous filing in this sequence was filed on 16 Jun 2023.
  • Current net transaction value: +$168,175.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AURA transaction

Common Stock

Purchase

Transaction value
$111,663
Shares
+13,500
Change %
+45%
Price
$8.27
Shares after
43,500
Date
03 Oct 2023
Ownership
Direct
Footnotes
F1
AURA transaction

Common Stock

Purchase

Transaction value
$56,512
Shares
+6,566
Change %
+15%
Price
$8.61
Shares after
50,066
Date
04 Oct 2023
Ownership
Direct
Footnotes
F2
AURA holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
139,672
Date
03 Oct 2023
Ownership
By Velocity Capital Management
Footnotes
F3
AURA holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
18,000
Date
03 Oct 2023
Ownership
By NEJ09 IRREVOCABLE TRUST
Footnotes
F4
AURA holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
18,000
Date
03 Oct 2023
Ownership
By NEJ12 IRREVOCABLE TRUST
Footnotes
F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions in prices ranging from $8.00 to $8.51, inclusive. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.

Footnote F2

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions in prices ranging from $8.52 to $8.66, inclusive. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.

Footnote F3

Velosity Capital Management LLC is an entity that the reporting person is the sole member of.

Footnote F4

The shares are held by the NEJ09 IRREVOCABLE TRUST dated December 24, 2020, of which the Reporting Person is a trustee.

Footnote F5

The shares are held by the NEJ12 IRREVOCABLE TRUST dated December 24, 2020, of which the Reporting Person is a trustee.

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