Richard S. Eiswirth Jr. - 02 Oct 2023 Form 4 Insider Report for ALIMERA SCIENCES INC

Role: President and CEO, Director
Signature: /s/ Richard S Eiswirth, Jr.
Issuer symbol: N/A
Transactions as of: 02 Oct 2023
Net transactions value: $0
Form type: 4
Filing time: 04 Oct 2023, 16:38:02 UTC
Previous filing: 28 Mar 2023
Next filing: 13 Mar 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ALIM	Common Stock	Award	$0	+400,000	+124%	$0.000000	722,518	02 Oct 2023	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	ALIM	Stock Option (Right to Buy)	Award	$0	+400,000		$0.000000	400,000	02 Oct 2023	Common Stock	400,000	$2.99	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents shares of common stock underlying a time-based restricted stock unit award (RSU). The RSUs vest in four equal annual installments beginning October 2, 2023, with the first annual installment vesting on October 2, 2024, so long as the Reporting Person's service as an employee of the Issuer is continuous from the grant date through the applicable anniversary thereof.
F2	The options shall vest and become exercisable in equal monthly installments over the next forty-eight (48) months of the Reporting Person's continuous service with the Issuer, with the final installment adjusted as necessary to avoid any fractional shares in any installment.