Keith Manchester - Sep 28, 2023 Form 4 Insider Report for Roivant Sciences Ltd. (ROIV)

Role: Director
Signature: /s/ Keith Manchester
Stock symbol: ROIV
Transactions as of: Sep 28, 2023
Transactions value $: -$79,650,463
Form type: 4
Date filed: 10/2/2023, 09:05 PM
Previous filing: Sep 14, 2023
Next filing: Mar 7, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ROIV	Common Shares	Sale	-$26.4M	-2.29M	-8.16%	$11.55	25.7M	Sep 28, 2023	Held by QVT Deferred Compensation Holdings Ltd	F1
transaction	ROIV	Common Shares	Sale	-$35.3M	-3.06M	-8.16%	$11.55	34.4M	Sep 28, 2023	Held by QVT Financial Investment Cayman Ltd.	F1
transaction	ROIV	Common Shares	Sale	-$12.8M	-1.1M	-8.16%	$11.55	12.4M	Sep 28, 2023	Held by QVT Roiv Hldgs Onshore Ltd	F1
transaction	ROIV	Common Shares	Sale	-$5.16M	-446K	-8.16%	$11.55	5.02M	Sep 28, 2023	Held by QVT P&E Roiv Hldgs Ltd.	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The reporting person is a shareholder of each of QVT Roiv Hldgs Onshore Ltd., QVT Deferred Compensation Holdings Ltd., QVT P&E Roiv Hldgs Ltd. and QVT Financial Investment Cayman Ltd. (the "QVT Entities") but does not have any voting or investment control over the QVT Entities. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these Common Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Common Shares for purposes of Section 16 or for any other purpose.

Content

The reporting person is a shareholder of each of QVT Roiv Hldgs Onshore Ltd., QVT Deferred Compensation Holdings Ltd., QVT P&E Roiv Hldgs Ltd. and QVT Financial Investment Cayman Ltd. (the "QVT Entities") but does not have any voting or investment control over the QVT Entities. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these Common Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Common Shares for purposes of Section 16 or for any other purpose.