S. Matthew Schultz - Sep 29, 2023 Form 4 Insider Report for CLEANSPARK, INC. (CLSK)

Role
Executive Chairman, Director
Signature
/s/ S. Matthew Schultz
Stock symbol
CLSK
Transactions as of
Sep 29, 2023
Transactions value $
$0
Form type
4
Date filed
9/29/2023, 08:59 PM
Previous filing
Sep 22, 2023
Next filing
Oct 27, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CLSK Restricted Stock Unit Award $0 +810K $0.00 810K Sep 29, 2023 Common Stock 810K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The restricted stock units vest in tranches, each equal to one-third of the grant, upon achieving specified prices per share (representing 200%, 300% and 400% of the Issuer's stock price on the grant date) over a designated period or in a change in control.