Telegraph Hill Partners IV, L.P. - 19 Sep 2023 Form 4 Insider Report for Alpha Teknova, Inc. (TKNO)

Role
10%+ Owner
Signature
Telegraph Hill Partners IV, L.P., By: Telegraph Hill Partners IV Investment Management, LLC, its general partner, By: Telegraph Hill Partners Management Company, LLC, its manager, By: /s/ Jeanette Welsh, Title: Partner
Issuer symbol
TKNO
Transactions as of
19 Sep 2023
Net transactions value
+$14,999,998
Form type
4
Filing time
21 Sep 2023, 20:58:43 UTC
Previous filing
29 Jun 2021
Next filing
16 Jul 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TKNO Common Stock Purchase $12,797,998 +6,917,837 +46% $1.85 21,859,660 19 Sep 2023 Direct F1, F2
transaction TKNO Common Stock Purchase $2,202,000 +1,190,270 +46% $1.85 3,761,132 19 Sep 2023 See Footnote F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares purchased in a private placement of Alpha Teknova, Inc.
F2 Shares held directly by Telegraph Hill Partners IV, L.P ("THP IV"). Telegraph Hill Partners IV Investment Management, LLC ("THP IM") is the general partner of THP IV. Telegraph Hill Partners Management Company, LLC ("THPMC") is the manager of THP IM. As such, THP IM and THPMC may be deemed to have beneficial ownership of the shares held by THP IV.
F3 Shares held directly by THP IV Affiliates Fund, LLC ("THP IV AFF"). THP IM is the manager of THP IV AFF. THPMC is the manager of THP IM. As such, THP IM and THPMC may be deemed to have beneficial ownership of the shares held by THP IV AFF.